• Compliance Officer - Data, Research and Analytics

    Bloomberg (New York, NY)
    …guidance in relation to these products and services, as well as working with the global Compliance and Risk teams to identify and manage relevant risks within ... as evidenced by our award-winning pro bono program! The Global Compliance team within Bloomberg's Legal & Compliance Department...need to have:** + 8+ years' experience in Compliance, risk advisory, or audit within financial services, market… more
    Bloomberg (10/16/25)
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  • Broker Dealer Regulatory Governance Advisory…

    SMBC (New York, NY)
    …institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...management reporting for senior business leadership, CPAD Senior Management, Risk Management, and other governance… more
    SMBC (10/09/25)
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  • VP, Compliance - Regulatory Initiatives - Policies…

    TD Bank (New York, NY)
    …Firm understanding of global security and derivative products and markets including trading behaviors, market platforms, vendor technologies and operational ... issues, providing trusted advice and industry-leading insight, extending access to global markets , and delivering integrated transaction banking solutions. In… more
    TD Bank (10/12/25)
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  • Associate - CIB Business Management, TD Securities

    TD Bank (New York, NY)
    …issues, providing trusted advice and industry-leading insight, extending access to global markets , and delivering integrated transaction banking solutions. In ... well as supervisory oversight, to front-line Investment Bankers and Senior Executives within the department, such that their focus...to obtain within 6 months. + Experience in capital markets , compliance, audit, risk , control and governance… more
    TD Bank (10/29/25)
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  • Corporate Derivatives Marketing - Associate

    JPMorgan Chase (New York, NY)
    …is a global leader across investment banking, wholesale payments, markets and securities services. The world's most important corporations, governments and ... 100 countries. We provide strategic advice, raise capital, manage risk and extend liquidity in markets around...other hedging transactions + Prepare customized pitch-books and various market analyses for client meetings + Support Senior… more
    JPMorgan Chase (09/07/25)
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  • Cash Equities Electronic Sales & Origination, NYC…

    Citigroup (New York, NY)
    …cash electronic products. Salesperson will also work with the broader franchise across Global Markets , including: High Touch Cash Sales Trading, Program Trading ... close partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit, Finance in...Code of Conduct and the Plan of Supervision for Global Markets and Securities Services + Adhere… more
    Citigroup (09/14/25)
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  • Vice President, Compliance Monitoring Program - TD…

    TD Bank (New York, NY)
    …Firm understanding of global security and derivative products and markets including trading behaviors, market platforms, vendor technologies and operational ... issues, providing trusted advice and industry-leading insight, extending access to global markets , and delivering integrated transaction banking solutions. In… more
    TD Bank (10/12/25)
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  • Director, Regulatory Supervision

    CIBC (New York, NY)
    …Promptly escalate significant issues and material incidents of non-compliance to the relevant Global Markets business head, senior Compliance officer and, if ... **Weekly Hours** 40 **Skills** Accountability, Analytical Thinking, Client Consultations, Financial Markets , Financial Modeling, Global Market , Investments,… more
    CIBC (10/15/25)
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  • FX Spot Trader, VP/Director

    Citigroup (New York, NY)
    …with and adhere to Citi's Code of Conduct and the Plan of Supervision for Global Markets and Securities Services. + Adhere to all policies and procedures as ... portfolio. **Responsibilities:** + Oversee a trading book as a Senior trader, generate revenues and manage risk ...close partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit, Finance in… more
    Citigroup (10/22/25)
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  • Director - Regulatory Management & Remediation

    TD Bank (New York, NY)
    …implementations is an asset. + In-depth familiarity with governance and control, market risk , valuation, data science or accounting concepts obtained through ... issues, providing trusted advice and industry-leading insight, extending access to global markets , and delivering integrated transaction banking solutions. In… more
    TD Bank (10/22/25)
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