- JPMorgan Chase (New York, NY)
- …surveillance and monitoring of business activities to identify and assist in resolution of regulatory , compliance and control issues + Assist in regulatory ... firm, and advises the firm on other matters. Our global team is made up of 2,000 lawyers and...Strong experience and familiarity with broker-dealer cash equities legal, regulatory and compliance issues, broker-dealer regulatory… more
- Citigroup (New York, NY)
- …global investment processes around client suitability, transaction related controls and compliance with policies and applicable global / local regulations. + ... created by combining the Wealth Management businesses across Citi Global Consumer Bank and Citi Private Bank. It serves...to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in Investment… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** Preferred Qualifications **Department Overview:** Global Payment and Deposit Solutions (GPDS) builds and transforms the ... for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services related… more
- Citigroup (Queens, NY)
- …and insurance processes around client suitability, transaction related controls and compliance with policies and applicable global / local regulations. + ... created by combining the Wealth Management businesses across Citi Global Consumer Bank and Citi Private Bank. It serves...to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in investment… more
- GE Vernova (Niskayuna, NY)
- …development and operation of cybersecurity solutions that meet business requirements and regulatory compliance . The Cyber Security Director will also provide ... ensure US Government projects are bid & executed in compliance with regulatory requirements + Coordinate response...Part 170) + Experience applying controllership principles and enforcing compliance with local and global policies and… more
- Scotiabank (New York, NY)
- …to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the ... + Provides oversight by reviewing daily liquidity reporting with product focus on Global Transaction Banking. +...controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct… more
- New Era LLC (Buffalo, NY)
- …processes + Familiarity with textile testing methods (ASTM, AATCC, ISO) and regulatory compliance + Proven ability to analyze information, make decisions, ... in place to support product design and innovation + Collaborate with product development and global sourcing to communicate with merchandising, planning, and… more
- American Express (New York, NY)
- …buying behavior, and payment trends, to inform the enterprise payments strategy. + Regulatory & Compliance Assessment: Monitor major payments regulatory & ... you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering...objectives and priorities as well as the competitive & regulatory lamdscape. + Payments Optimization: Assess and optimize payment… more
- HSBC (New York, NY)
- …Institutional Client Group Bankers, US, Regional and Global GTS counterparts, Global Payments and other Product partners to identify and develop business ... as a variety of innovative structured supply chain solutions. Global Trade Solutions ("GTS") has been recognized by the...to protect the Bank and its customers from all regulatory , compliance and service issues + Ensure… more
- Sumitomo Pharma (Albany, NY)
- …business rules and training + In depth knowledge of pharmaceutical manufacturer compliance , patient confidentiality, product reimbursement and product access ... Sumitomo Pharma Co., Ltd. is a global pharmaceutical company based in Japan with key...considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and… more
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