- MUFG (New York, NY)
- …team works closely with dedicated partners in MUFG's debt capital markets and global markets teams to seamlessly deliver debt financing and risk management solutions ... performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance… more
- MUFG (New York, NY)
- …of Job:** MUFG's Enterprise Valuations and Analytics team, within the Global Corporate and Investment Bank, assesses leveraged finance transactions for both ... performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance… more
- ADP (Brooklyn, NY)
- …these:** _Preferred Qualifications_ + Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) Series 6 and 63 licensing is a plus; ... Medical, Dental, Vision, Life Insurance, Matched Retirement Savings, Wellness Program , Short-and Long-Term Disability, Charitable Contribution Match, Holidays, Personal… more
- Bank of America (New York, NY)
- GCIB Data Architecture Program Lead, Managing Director Charlotte, North Carolina;Jersey City, New Jersey; New York, New York **Job Description:** **Job Description** ... Global Corporate & Investment Banking (GCIB) is enhancing its...management capabilities. This includes executing a strong data architecture program . This role will play a pivotal part in… more
- TD Bank (New York, NY)
- …relevant regulatory expectations, laws, regulations and impacts to Compliance Program elements** + **Skill in using computer applications including MS Office** + ... impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - it's about… more
- Citigroup (New York, NY)
- …a results-driven organization of leaders supporting Citi Finance's transformation with a global scope. Ideal candidates should be comfortable working in a fast-paced ... complex programs of work in Liquidity, Capital Markets, Market Risk or regulatory transformation, with a background in management consultancy and proven leadership… more
- SMBC (New York, NY)
- …Compliance, Legal and control function colleagues to enhance the overall Compliance program . + Escalates regulatory concerns and other significant matters to ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...**Role Description** The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the… more
- TD Bank (New York, NY)
- …placements. + Provides strategic vision to the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, ... with a results-driven focus to deliver solutions, including the coordination of global implementations of new regulatory requirements. + Participating in… more
- American Express (New York, NY)
- …+ Relevant professional certifications or certificates preferred. + Basic knowledge of regulatory frameworks applicable to global financial services and payment ... you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering...excellence + Relevant compliance certifications are preferred (eg Certified Regulatory Compliance Manager (CRCM),). + Strategic thinking… more
- TD Bank (New York, NY)
- …advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage ... regulatory risk. Ideal candidate would have previous compliance experience,...compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets Advisory… more