- TD Bank (New York, NY)
- …placements. + Provides strategic vision to the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, ... with a results-driven focus to deliver solutions, including the coordination of global implementations of new regulatory requirements. + Participating in… more
- TD Bank (New York, NY)
- …advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage ... regulatory risk. Ideal candidate would have previous compliance experience,...compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets Advisory… more
- Neuberger Berman (New York, NY)
- **Business Overview:** Neuberger Berman is an employee-owned global investment management firm with $509 billion in assets under management. The private markets ... investors + Insurance dedicated funds and other tax- and regulatory -capital-efficient structures for insurance companies + Collective investment trusts for… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the… more
- TD Bank (New York, NY)
- …impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - it's about ... operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're looking for someone… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** Job Title: Manager , Operational Risk Management Job Level: Level 10 Business/Product Group: TD ... operations in the US, in line with Group and regulatory requirements. The successful candidate will be a strong...Leading the completion, maintenance and updating of operational risk program information and documentation to meet both internal (eg,… more
- IQVIA (New York, NY)
- …communications; and milestone deliverables. May perform role of Data Team Lead (DTL), Program Lead, Customer Site Manager , and/or a leadership role in a ... for customer on data management deliverables. + Manage multiple large studies or program of studies (possibly global ) Provide leadership and senior support to… more
- TD Bank (New York, NY)
- …We are responsible for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent ... details for this role. **Job Description:** Preferred Qualifications **Department Overview:** Global Payment and Deposit Solutions (GPDS) builds and transforms the… more
- American Express (New York, NY)
- …often conflicting priorities under tight timeframes. Preferred Qualifications: + Certified Regulatory Compliance Manager (CRCM) Certification + Advance degree in ... issues and events. Key Responsibilities: + Ensure a sound, effective AENB Compliance Program appropriate for the size and complexity of the Bank's business practices… more
- TD Bank (New York, NY)
- …and debt securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe ... Vice President will assist in the management of the firms compliance program supporting all corporate investment banking Functions including Debt and Equity Capital… more
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