- TD Bank (New York, NY)
- …advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage ... regulatory risk. Ideal candidate would have previous compliance experience,...compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets Advisory… more
- Neuberger Berman (New York, NY)
- **Business Overview:** Neuberger Berman is an employee-owned global investment management firm with $509 billion in assets under management. The private markets ... investors + Insurance dedicated funds and other tax- and regulatory -capital-efficient structures for insurance companies + Collective investment trusts for… more
- IQVIA (New York, NY)
- …communications; and milestone deliverables. May perform role of Data Team Lead (DTL), Program Lead, Customer Site Manager , and/or a leadership role in a ... for customer on data management deliverables. + Manage multiple large studies or program of studies (possibly global ) Provide leadership and senior support to… more
- TD Bank (New York, NY)
- …impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - it's about ... senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- TD Bank (New York, NY)
- …We are responsible for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent ... details for this role. **Job Description:** Preferred Qualifications **Department Overview:** Global Payment and Deposit Solutions (GPDS) builds and transforms the… more
- TD Bank (New York, NY)
- …a key role in the USA providing support in financial, management, liquidity, and regulatory reporting. In addition, by its nature as a primary control and support ... Control teams to resolve issues. + Work collaboratively with Regulatory reporting team, Financial Operations teams to prioritize ...tools such as Alteryx. + Work closely with the manager to build strong data/process governance and key controls… more
- TD Bank (New York, NY)
- …of new products, services, and geographical activity + Lead business analysis on global regulatory changes, new rules, and process improvements + Process large ... **Key Responsibilities Include** + Manage the firm's compliance with global tax and regulatory obligations + Provide...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …for the strategic direction, design, content, and management of the TD Global Sanctions Program , including satisfaction of US specific requirements promulgated ... Financial Crime Risk Management **Job Description:** **Department Overview:** The Global Sanctions, Anti-Bribery, Anti-Corruption (ABAC), and Financial Crime Risk… more
- TD Bank (New York, NY)
- …and debt securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe ... Vice President will assist in the management of the firms compliance program supporting all corporate investment banking Functions including Debt and Equity Capital… more
- American Express (New York, NY)
- …conflicting priorities under tight timeframes. **Preferred Qualifications:** + Certified Regulatory Compliance Manager (CRCM) Certification + Advance degree ... and events. **Key Responsibilities:** + Ensure a sound, effective AENB Compliance Program appropriate for the size and complexity of the Bank's business practices… more