- SMBC (White Plains, NY)
- …part of SMBC Americas' strategic transformation, we are seeking a Senior Program Manager for delivering enterprise-wide Artificial Intelligence governance and ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...candidate will bring experience in AI governance, data management, regulatory compliance, and program delivery, with a… more
- TD Bank (New York, NY)
- …centers: Toronto, New York, London, Singapore and Tokyo. www.td.com **Department Overview** Global Operations and Business Services is a diverse and dynamic group of ... Payment and Correspondent Banking Services, Business Services, and Change Delivery. The Global Operations team partners with the front office and other groups… more
- Coinbase (Albany, NY)
- …day, as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We ... products. We're looking for a lawyer with solid product development, regulatory and negotiation skills preferably developed within the traditional prime brokerage,… more
- TD Bank (New York, NY)
- …advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage ... regulatory risk. **Compliance Monitoring & Compliance Oversight** + Assist...+ Assist with developing and overseeing the Compliance Monitoring program . + Collaborate with colleagues globally to develop and… more
- TD Bank (New York, NY)
- …strong sense of integrity, we help mitigate potential risks to the surveillance program , and ultimately the global Markets business, by delivering and ... in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial… more
- TD Bank (New York, NY)
- …functions + Monitoring and assessing the impact of new and proposed legislation, regulatory activity, and tax guidance + Advising on the tax aspects of corporate ... Experience with financial products is a plus The Director, Specialized Finance Manager , TDS provides top technical expertise for overall functional area and provide… more
- Citigroup (New York, NY)
- …verbal communication and presentation skills, including ability to convey complex regulatory or program information clearly; astuteness in assessing appropriate ... Citi, the leading global bank, has approximately 200 million customer accounts...(ESPA). The team provides high quality exam support and regulatory filings as well as strategic and advisory support… more
- TD Bank (New York, NY)
- …activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team is responsible for ensuring timely and consistent ... Director, TDS G&C, the primary role of the Senior Manager , TDS G&C is to support all TDS businesses...to support all TDS businesses globally in adherence to regulatory requirements, managing risk and having effective operational controls… more
- Manulife (New York, NY)
- …maintaining and enhancing the AML/KYC policies, procedures, and controls of the global Private Markets organization. In this role of Director, you will work ... all prospective investors subject to acceptance by the general partner or manager , across all Private Markets products, including open-end and closed-end funds.… more
- TD Bank (New York, NY)
- …organization. + JD desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading, at a global financial institution. + ... Compliance and covers the TDS US businesses and certain global businesses, working with regional testing teams across the...will also support other aspects of the Core Compliance program as needed. Compliance Monitoring and Testing + Develop… more