- TD Bank (New York, NY)
- …strong sense of integrity, we help mitigate potential risks to the surveillance program , and ultimately the global Markets business, by delivering and ... lead the Surveillance Data Quality Team. This is a global role, the incumbent will work with the Trade...data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep expertise… more
- CSL Plasma (Cheektowaga, NY)
- **The Opportunity** This position provides immediate support to the Assistant Manager of Quality in monitoring plasma center processes to ensure overall compliance ... ensure compliance to training needs, SOPs, processes and other regulatory or company directives are adhered in order to...implementation of continuous improvement plans + Collaborate with Assistant Manager of Quality (AMQ), to be able to represent… more
- TD Bank (New York, NY)
- …the business function of the organization. This role will involve overseeing global technology teams, managing critical systems, and ensuring alignment with finance ... and Business stakeholders to ensure technology solutions meet evolving regulatory and business requirements. **Product Control Technology Oversight:** . Manage… more
- TD Bank (New York, NY)
- …knowledge of the enterprise function's or business segment's strategy in leading program design, policy formulation or operating standards within one or more areas ... of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product,...meet the business needs on a complex project or program + Identifies and leads problem resolution for project/… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to ... programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a… more
- TD Bank (New York, NY)
- …assessing, and mitigating financial crime risks, ensuring compliance with regulatory requirements, and providing expert recommendations on complex matters. This ... Financial Crimes Risk Management (FCRM) Know Your Customer (KYC) Program Team is responsible for the establishment and ongoing...activity of concern, in compliance with KYC policy and regulatory requirements. The team engages with the 1st line… more
- AECOM (Buffalo, NY)
- …to bring your bold ideas and big dreams and become part of a global team of over 50,000 planners, designers, engineers, scientists, digital innovators, program ... positive and tangible impact around the world. We're one global team driven by our common purpose to deliver...limited to: + Perform the roles of a Project Manager such as maintaining client relationships, contracting, project planning… more
- Manulife (New York, NY)
- …maintaining and enhancing the AML/KYC policies, procedures, and controls of the global Private Markets organization. In this role of Director, you will work ... all prospective investors subject to acceptance by the general partner or manager , across all Private Markets products, including open-end and closed-end funds.… more
- AECOM (Buffalo, NY)
- …to bring your bold ideas and big dreams and become part of a global team of over 50,000 planners, designers, engineers, scientists, digital innovators, program ... positive and tangible impact around the world. We're one global team driven by our common purpose to deliver...seeking a highly talented Structural Dam Safety Engineering Project Manager /Technical Lead to join the East Region Dams Team.… more
- TD Bank (New York, NY)
- …applicable to the discipline * Adhere to internal policies/procedures and applicable regulatory guidelines * Keep abreast of emerging issues, trends, and evolving ... regulatory requirements and assess potential impacts * Maintain a...escalation of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase… more