- TD Bank (New York, NY)
- …as well as other support to help manage the Bank's subsidiary governance and regulatory obligations. The role works closely with the General Counsel, the Office of ... applicable to corporate governance + Experience working in a regulatory environment **Customer Accountabilities:** + Contributes to the strategic direction… more
- TD Bank (Melville, NY)
- …career? As a Financial Advisor, you'll step into a three-year career-launching program , offering a competitive forgivable draw while you sharpen your skills, grow ... and Procedures + Responsible for implementing TD's Customer Identification Program (CIP) by collecting and verifying required customer identification information,… more
- Citigroup (Getzville, NY)
- …heart of a global financial institution? Then bring your skills in program strategy and delivery to Citi's Data and Regulatory operations Optimization and ... OOE Project Manager Are you looking for a career move...By Joining Citi, you will become part of a global organization whose mission is to serve as a… more
- JPMorgan Chase (Manhasset, NY)
- …Operations Lead Trainee in Branch Banking, you collaborate with the Branch Manager , branch employees and One Chase colleagues to ensure customer financial ... and efficiently, while complying with all policies, procedures, and regulatory banking requirements. A Branch Operations Lead Trainee is...an exceptional customer experience, and working with the Branch Manager to set the tone in the Branch. A… more
- Wellington (New York, NY)
- …comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return ... the importance of advisor education in effectively positioning an asset manager as a partner of choice. **Responsibilities** Specific responsibilities include but… more
- Institute of Electrical and Electronics Engineers (New York, NY)
- …Assist the Deputy General Counsel for Compliance and the Senior Corporate Compliance Manager with ensuring an effective sanctions compliance program through the ... for the benefit of humanity. IEEE and its members inspire a global community through its highly cited publications, conferences, technology standards, and… more
- TD Bank (New York, NY)
- …+ Experienced working professional role providing services, advisory or processes/ program support + Requires experienced, conceptual, and practical knowledge within ... (Anti-Money Laundering) investigations experience, within a financial institution or regulatory environment + Strong knowledge of Suspicious Activity Reports, Bank… more
- TD Bank (New York, NY)
- …AML/ATF Policies and Procedures + Implements TD's Customer Identification Program (CIP) by collecting and verifying required customer identification information, ... background check, credit report check, civil litigation search, and regulatory agency or self- regulatory organization enforcement action...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- NBC Universal (New York, NY)
- …cross-functional teams to assess potential privacy and security risks and regulatory requirements for Versant's products, services and technologies. + Counsel ... respect to privacy issues. + Stay current on evolving global data protection and privacy laws, developments, and frameworks...and support. + Help develop and scale our privacy program . + Draft and help maintain domestic and international… more
- Bank of America (New York, NY)
- …and creativity; and developing talent, advancing careers, and creating leaders within Global Risk Management and across the company. Our goal is to ensure ... understand and drive all components of the end-to-end Capital/Capital Risk management process/ program for the Enterprise. As a Risk horizontal team, it is our… more