• Broker Dealer Regulatory Governance…

    SMBC (New York, NY)
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
    SMBC (04/16/25)
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  • Director, Data Regulatory Advisory…

    Citigroup (New York, NY)
    The Data Regulatory Advisory & Management team within the Enterprise Data Office's (EDO) Business Enablement and Data Governance group leads messaging on Citi's ... senior management, and Board. This includes leadership on significant regulatory correspondence; Consent Order Quarterly Progress Reporting; agenda-setting and… more
    Citigroup (05/03/25)
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  • Vice President Compliance Risk Steward…

    HSBC (New York, NY)
    …our communities and the planet we all share. As Risk Stewards, Regulatory Compliance (RC) Advisors provide advice, guidance, opinions, direction, and training ... related to the regulatory landscape to the First Line of Defence/business. They...remit may range from a small geographic area/country to global for a Function or Global Business… more
    HSBC (04/18/25)
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  • Senior Regulatory Officer, Director

    SMBC (New York, NY)
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
    SMBC (04/08/25)
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  • VP, Regulatory Risk Officer (Hybrid)

    Citigroup (Getzville, NY)
    …Leads in the coordination of complex regulatory interactions, including in-depth regulatory exams and ad-hoc requests related to Global Market Risk and ... **About Citi:** Citi, the leading Global Bank, has approximately 200 million customer accounts...of this role is to support the execution of regulatory interactions across Risk Management, to ensure the organization… more
    Citigroup (03/04/25)
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  • Regulatory Affairs, Assistant Vice…

    MUFG (New York, NY)
    …+ Communicate with Tokyo HO stakeholders, including, but not limited to, MUFG Bank Global Planning Division and MUFG Government and Regulatory Affairs Office + ... one day. A member of our recruitment team will provide more details. Regulatory Affairs Office (RAO) Coordinator, Associate Join a financial group that's as… more
    MUFG (02/06/25)
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  • Director - Enterprise Control Management,…

    American Express (New York, NY)
    …in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, ... and be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you... Risk & Compliance (GRC) teams. This Director of Regulatory & Audit Exam Management will be responsible for… more
    American Express (04/24/25)
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  • Regulatory Counsel

    AIG (New York, NY)
    …you need a reasonable accommodation, please send an email to ###@aig.com. Functional Area: LG - Legal, Regulatory & Gov't Affairs AIG PC Global Services, Inc. ... throughout AIG including Underwriting (multiple lines of business), Comptrollers, Investments, Regulatory Reporting, Tax, and Litigation, as well as regulators. This… more
    AIG (04/24/25)
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  • Principal Regulatory Relations Specialist

    Wells Fargo (New York, NY)
    …Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, empowering communities, and helping our customers ... Join us! **About this role:** Wells Fargo is seeking a Regulatory Relations (RR) Principal Regulatory Relations Specialist in the Corporate Risk Regulatory more
    Wells Fargo (05/03/25)
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  • Lead Regulatory Relations Specialist

    Wells Fargo (New York, NY)
    …Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, empowering communities, and helping our customers ... Join us! **About this role:** Wells Fargo is seeking a Regulatory Relations (RR) Lead Regulatory Relations Specialist in the Corporate Risk Regulatory more
    Wells Fargo (05/03/25)
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