- Citigroup (New York, NY)
- Citi Global Markets provides world-class solutions and an unmatched global presence. We serve corporates, institutional investors and governments from trading ... a First-Line risk team which is part of the Global Markets COO function. ETRC works with Global...E-Trading initiatives and remediation of corrective actions arising from Regulatory and Internal Audit findings. + Real-time monitoring of… more
- AIG (New York, NY)
- …you need a reasonable accommodation, please send an email to ###@aig.com. Functional Area: LG - Legal, Regulatory & Gov't Affairs AIG PC Global Services, Inc. ... to Financial Lines insurance executives and underwriters with respect to transactional, regulatory , legal and compliance matters impacting the business unit and the… more
- TD Bank (New York, NY)
- …with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in ... business lines or assigned areas, on compliance matters and regulatory risks which may impact performance of the business...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- TD Bank (New York, NY)
- …and continuous enhancement of programs designed to provide effective, independent regulatory compliance risk management and oversight of business line(s) supported * ... Manages regulatory change and provide trusted and reliable reporting, advice...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- TD Bank (New York, NY)
- …business, leading review of brand and consumer product marketing, completing regulatory research, assisting with regulatory change management, issue management, ... efforts, reviewing risk assessments, vendor engagements, reviewing audit findings and regulatory issues to support exam responses, reviewing business policies and… more
- TD Bank (New York, NY)
- …Description:** **Position Title:** Vice President, US Finance, Broker Dealer Regulatory Reporting **Hiring Contact:** Christine Jenkins, Directory Finance **Business ... This role reports directly to the Director who runs the US Broker Dealer Regulatory Team. The successful candidate will be responsible for the preparation and review… more
- TD Bank (New York, NY)
- …setting new industry standards. **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described ... risk assessment, reporting and other activities;** + **Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation… more
- Santander US (New York, NY)
- …Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We believe that our ... responsible for strategic planning, assessment, with a particular focus in regulatory capital including Risk Weighted Assets (RWA) optimization. The candidate will… more
- JPMorgan Chase (Brooklyn, NY)
- …eye for detail and a passion for ensuring compliance with corporate and regulatory requirements. This is an exciting opportunity to collaborate with various lines of ... business and regulatory teams, ensuring the integrity of our financial reporting....strength and the diverse talents they bring to our global workforce are directly linked to our success. We… more
- BMO Financial Group (New York, NY)
- …to achieve and sustain its risk-based compliance with applicable laws and regulatory requirements. CMS tests that the First Line of Defense responsibilities outlined ... in the Legal Regulatory Compliance Risk Management (LRCRM) Policy, the Enterprise Compliance...Management (LRCRM) Policy, the Enterprise Compliance Program, and the Global Compliance Manual (GCM) and supporting operating guidelines are… more