- American Express (New York, NY)
- …you will help us define the future of American Express. The Global Servicing Control Management Risk Identification, Assessment, Testing, and Reporting (RATR) team ... is responsible for identifying, assessing, mitigating, and reporting operational risks across Global Servicing business unit (BU) processes. Our mission is to ensure… more
- JPMorgan Chase (New York, NY)
- …collaboration with various stakeholders, including the Line of Business (LOB), global and regional Compliance teams, Internal Audit, Operational Risk, Control, and ... should possess expertise in Compliance and a strong understanding of regulatory , audit, and related best practices. The responsibilities include supporting the… more
- JPMorgan Chase (Brooklyn, NY)
- …management activities and the firm's compliance with the requirements of the US Regulatory Capital Rules as well as local requirements in the jurisdictions where ... and Capital Risk Analytics. CRP supports the firm's adherence to regulatory rule requirements through various activities including transaction review and approval… more
- TD Bank (New York, NY)
- …a key role in the USA providing support in financial, management, liquidity, and regulatory reporting. In addition, by its nature as a primary control and support ... Specific Accountabilities Include: + Lead level 1 review of regulatory deliverables associated with NY Branch and review ...Alteryx, PowerBi, etc. + Review data elements based on ' Global Chart of Accounts' composition and trace accounting codes… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- The Executive Director of Third Party Risk Management (TPRM) will own the global enterprise TPRM program, defines the enterprise risk management vison and ensures ... ensures that third-party engagements align with the company's ethical, regulatory , and operational standards - supporting compliant, resilient, and high-performing… more
- Citigroup (Queens, NY)
- …It has been created by combining the Wealth Management businesses across Citi Global Consumer Bank and Citi Private Bank. It serves over 500,000 clients through ... its global footprint in Asia, EMEA, Mexico, and North America....credible plans to identify root causes and remediate issues/ regulatory findings, working with cross functional leaders across Wealth.… more
- TD Bank (New York, NY)
- …sits in Core Compliance and covers the TDS US businesses and certain global businesses, working with regional testing teams across the globe. This Compliance Officer ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- Wellington (New York, NY)
- …comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return ... the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance program, focusing on information controls. As… more
- JPMorgan Chase (New York, NY)
- **About the Global Mortgage Solutions Business** The Global Mortgage Solutions business is a leading mortgage provider to Ultra High & High Net Worth Global ... properties in the US, UK, and French markets. The Global Mortgage Solutions team includes a global ...deep understanding of the mortgage business, its processes, and regulatory complexities. Collaboration with the Head of EMEA Mortgage… more
- Citigroup (New York, NY)
- …within Markets business. **Job Background/context:** The Markets Legal Department is a global team organized around product groups and associated business lines. The ... of the coverage of this critical and core Citi global business is centered within the Markets Legal Team....document drafting and execution, as well as oversight of regulatory developments and requirements. The Markets business areas covered… more