- American Express (New York, NY)
- …define your own path. Find your place in risk and analytics on #TeamAmex. Global Servicing (GS) is responsible for the company's customer service, credit, and fraud ... consumers, commercial clients, and merchants around the world, as well as global consumer travel and lifestyle servicing. GS provides the world's best customer… more
- TD Bank (New York, NY)
- …for Compliance Strategy and Operations (S&O)** to support the overall Regulatory Compliance Management (RCM) Program and Framework. This strategic, hands-on role ... risk management and operation domains with a strong emphasis on regulatory compliance. You will shape data strategy, collaborate cross-functionally, and assist… more
- Bank of America (New York, NY)
- …and make an impact. Join us! **Job Description:** Market Risk Audit is a global team of subject matter experts in traded market risk and valuation within Corporate ... with a specific focus on the Market Risk and Global Markets areas as part of the global...regulators. The team leads many high-profile audits comprising both regulatory -required and functional work, with continual senior management and… more
- TD Bank (New York, NY)
- … Regulatory Compliance Management assessment activities in providing analysis into regulatory compliance issues for the Global Chief Compliance Officer ... team provides governance and oversight for central elements of the Global Compliance Program, including transformation and technology initiatives. Reporting to the… more
- TD Bank (New York, NY)
- …**U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and assists ... in remediation of Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit, prepares periodic reporting to multiple… more
- JPMorgan Chase (Brooklyn, NY)
- …the firm's capital management and ensuring compliance with the Basel Regulatory Framework and jurisdictional requirements for Material Legal Entities (MLEs). CRM ... you will have the opportunity to provide independent policy interpretation, escalate regulatory capital issues, and ensure compliance with Basel rules for capital… more
- TD Bank (New York, NY)
- …+ Lead cross-functional teams and steer implementation, maintenance, and enhancement of regulatory compliance and risk management objectives + Lead the execution of ... and third-party service providers to deliver Compliance programs that satisfy regulatory requirements. **Depth & Scope:** + Expected to exercise sound and… more
- TD Bank (New York, NY)
- …manages ongoing marketing items to ensure compliance with firm and regulatory policy. Teammates interact directly and independently with field leadership, advisors, ... regulatory agencies and provides advice and guidance for document...Compliance Business Oversight Analyst** **will assist in US and Global Compliance projects as necessary.** **Job Summary:** The Senior… more
- TD Bank (New York, NY)
- …management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to ... support Oversight Functions and their covered businesses with defining and logging regulatory issues and/or remedial action plans + Support the review of aggregated… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and...paced environment + Ability to work effectively in a global environment; leveraging and sharing best practices and insights… more
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