- Warner Bros. Discovery (New York, NY)
- …supported, here you are celebrated, here you can thrive. Your New Role Discovery Global is seeking a senior legal executive to lead Mergers & Acquisitions, Capital ... and sustainability reporting capabilities, and ensuring compliance with emerging regulatory frameworks in the US and internationally. The role encompasses… more
- Aflac (New York, NY)
- …Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 7928 out Our Company Aflac Asset Management, LLC, (dba Aflac ... Global Investments) is a wholly owned subsidiary of Aflac...and support for risk analysis and reporting, hedging strategies, regulatory compliance for Aflac, assisting with areas such cash… more
- Manulife (New York, NY)
- …and convertible bonds), and equities. Addition to reporting to the Global Chief Compliance Officer-Manulife Investment Management Private Markets and Manulife ... boards of trustees of the RICs as well as the Global Chief Compliance Officer-CQS. **Responsibilities:** **Manulife Investment Management Private Markets 38a-1… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The Vice President… more
- TD Bank (New York, NY)
- …standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as ... risk assessment, reporting and other activities** + **Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation… more
- University of Rochester (Brighton, NY)
- …analyzes and provides legal guidance and services on complex health care regulatory and corporate matters relevant to the University of Rochester Medical Center ... and other legal matters. Manages disputes, risks and projects related to regulatory compliance and legal transactions. Identifies regulatory risks and exposures… more
- American Express (New York, NY)
- …Assurance Organization (FRQA) within Corporate Controllership, in support of the Regulatory Reporting Automation program. This role is responsible for leading the ... gathering, exploration, analysis, and system maintenance of changes to Regulatory Requirements and the end-to-end automation through the Finance Modernization… more
- TD Bank (New York, NY)
- …and TD Wealth Management Services Inc) with independent and complex regulatory regimes.** **The Financial Advisors, Relationship Managers, and Investment Advisors ... applicable state and federal securities laws** + **Assist in regulatory requests and exams, and help manage responses to...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- TD Bank (New York, NY)
- …Description:** The Head of Wealth Remediation is responsible for expanding and managing regulatory oversight program for the first line of defense in Wealth by ... and AMCB Consumer Bank teams to ensure that all regulatory , compliance, audit, and self-ID findings are remediated and...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- Momentive Performance Materials Inc. (Waterford, NY)
- …and future projects. Responsibilities Include: + Identify, lead and implement all regulatory requirements and best management practices as required by the site SPDES ... support and DMR preparation and submittal. + Manage, monitor and oversee other regulatory programs as assigned including ISO 14001, PBS, CBS, FIFRA, and SPCC. +… more
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