- TD Bank (White Plains, NY)
- …and operational oversight of the trading desk, ensuring adherence to regulatory requirements, risk management practices, and timely execution of trading activities. ... accurate and compliant trade processing + Manages and oversees regulatory reporting requirements, including but not limited to CAT,...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- TD Bank (New York, NY)
- …We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for a ... the team's roadmap, quality assurance efforts, and alignment with regulatory expectations.** + **Participate in regulatory reviews,...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- Ankura (New York, NY)
- …regulators has extensive collective experience obtaining and maintaining thousands of regulatory licenses for Fintech companies in areas like money transmission, ... from the day of licensure through reporting, annual renewals, and all state regulatory examinations. Once a company is licensed, Ankura can serve as the overall… more
- Mastercard (Harrison, NY)
- …for providing comprehensive, end-to-end, strategic legal counsel and support to the Global Consumer Products and Processing team, which is part of Mastercard's ... global Core Payments group providing cutting edge products and...Identify, analyze and advise business teams on, the legal, regulatory and commercial risks related to the development of… more
- TD Bank (New York, NY)
- …activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team is responsible for ensuring timely and consistent ... TDS G&C is to support all TDS businesses globally in adherence to regulatory requirements, managing risk and having effective operational controls in place for… more
- Ralliant (Fairport, NY)
- …meet our customers' needs. We are the largest and most trusted global leader for partial discharge monitoring, asset protection equipment, and information products ... by negotiating with suppliers and implementing strategic procurement practices. + ** Regulatory Compliance:** Ensure all components meet applicable regulatory … more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
- JPMorgan Chase (New York, NY)
- Welcome to JPMorgan Chase. If you are looking to make a global impact in a fast-paced and dynamic environment, you've found the right role. Join the team that serves ... and control mitigation to manage continuous changes in the regulatory landscape. As a Vice President on the Equities...+ Collaborative approach, with effective interaction across teams and global time zones + Adaptability and openness to learning… more
- Pfizer (New York, NY)
- …with other functional disciplines as needed (eg Clinical Operations, Global Clinical Leads/Medical Monitors, Biostatistics, Data Management, Clinical Pharmacology, ... to clinical development plan, investigator brochure, statistical analysis plan and regulatory documents. + Conducts data review, analysis and interpretation of… more
- Capgemini (New York, NY)
- …the stability and continuity of financial institutions. You'll translate complex regulatory requirements into practical strategies, lead the delivery of resilience ... frameworks, and embed sustainable operating models across global organizations. Your leadership, technical insight, and ability to drive cross-functional… more
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