• Wealth Market President (US)

    TD Bank (New York, NY)
    …businesses + Remains knowledgeable of all OCC, FRB, SEC, FINRA and state regulatory requirements as they pertain to US Wealth activities and ensures proper ... Health and Life Insurance Licensure + Knowledge of Bank regulatory risk and compliance policies, processes, and requirements +...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
    TD Bank (05/15/25)
    - Related Jobs

  • Program Manager, Compliance

    DoorDash (New York, NY)
    …roadmaps to address compliance risks and implement monitoring mechanisms to ensure regulatory adherence across a range of offerings and products. About the Role ... program manager, you will help build, operationalize, and scale DoorDash's global compliance program strategy. You will work cross-functionally with a range… more
    DoorDash (05/15/25)
    - Related Jobs

  • Senior Manager, Compliance Governance & Operations…

    TD Bank (New York, NY)
    …proactive strategies, tactics, policies and programs to effectively manage regulatory /compliance issues + Meets with business (Compliance) partners and leaders ... managing and in responding to periodic exams/audits and various regulatory bodies related to CGO accountabilities + Participates in/leads...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
    TD Bank (05/14/25)
    - Related Jobs

  • Compliance Business Oversight Manager-Fair Banking

    TD Bank (New York, NY)
    …for business management, dealing with non-routine information + Manages/assists with regulatory reviews including inquiries, audits, and exams + Identifies and leads ... experience **Desired Skills & Experience:** + JD, CRCM or Regulatory consumer compliance commissioning experience + Strong understanding of...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
    TD Bank (05/13/25)
    - Related Jobs

  • Senior Group Risk Specialist, (US) Senior RCSA…

    TD Bank (New York, NY)
    …or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional ... & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel etc.)… more
    TD Bank (05/09/25)
    - Related Jobs

  • Senior FCRM High Risk Reviews Analyst

    TD Bank (New York, NY)
    …of customer behavior and activity of concern, in compliance with KYC policy and regulatory requirements. The team engages with the 1st line of defense on the ... on day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including, but not… more
    TD Bank (05/06/25)
    - Related Jobs

  • Senior Risk Manager, TRC DOT Oversight…

    Amazon (New York, NY)
    …support Amazon regulated transportation programs in a rapidly growing and complex global environment. The Senior Risk Manager will work closely with compliance leads ... and business partners to develop mechanisms and program controls to meet regulatory requirements and reduce risk for Amazon's over the road operations worldwide. The… more
    Amazon (05/03/25)
    - Related Jobs

  • Sr. Associate, AML Compliance- Corporate…

    Santander US (New York, NY)
    …Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We believe that our ... Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to company and legal… more
    Santander US (05/02/25)
    - Related Jobs

  • Deputy Counsel, NS

    New York State Civil Service (New York, NY)
    …New York through responsible innovation; and preserving the stability of the global financial system.The Department of Financial Services is seeking candidates for ... will include, but are not limited to, the following: * Renders professional regulatory and legal advice of a high degree of difficulty involving application of… more
    New York State Civil Service (04/26/25)
    - Related Jobs

  • Product Controller Senior Associate

    JPMorgan Chase (Brooklyn, NY)
    …our Finance organization, you will be responsible for the timely and accurate regulatory submissions for the Line of Business. You will also be responsible for ... Oversee and be accountable for the quality of the Regulatory Reporting disclosures of the Business + Interact with...strength and the diverse talents they bring to our global workforce are directly linked to our success. We… more
    JPMorgan Chase (04/24/25)
    - Related Jobs