- TD Bank (New York, NY)
- …sits in Core Compliance and covers the TDS US businesses and certain global businesses, working with regional testing teams across the globe. This Compliance Officer ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- Wellington (New York, NY)
- …comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return ... the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance program, focusing on information controls. As… more
- JPMorgan Chase (New York, NY)
- **About the Global Mortgage Solutions Business** The Global Mortgage Solutions business is a leading mortgage provider to Ultra High & High Net Worth Global ... properties in the US, UK, and French markets. The Global Mortgage Solutions team includes a global ...deep understanding of the mortgage business, its processes, and regulatory complexities. Collaboration with the Head of EMEA Mortgage… more
- Citigroup (New York, NY)
- …within Markets business. **Job Background/context:** The Markets Legal Department is a global team organized around product groups and associated business lines. The ... of the coverage of this critical and core Citi global business is centered within the Markets Legal Team....document drafting and execution, as well as oversight of regulatory developments and requirements. The Markets business areas covered… more
- Warner Bros. Discovery (New York, NY)
- …supported, here you are celebrated, here you can thrive. Your New Role Discovery Global is seeking a senior legal executive to lead Mergers & Acquisitions, Capital ... and sustainability reporting capabilities, and ensuring compliance with emerging regulatory frameworks in the US and internationally. The role encompasses… more
- JPMorgan Chase (New York, NY)
- …you will effectively collaborate with Line of Business (LOB) and global /regional Compliance teams, including Internal Audit, Operational Risk, and other Control ... leverage your knowledge and experience in Compliance, along with familiarity with regulatory and audit best practices. Additionally, you will serve as an independent… more
- American Express (New York, NY)
- …plays a critical role in ensuring the effectiveness, transparency, and regulatory alignment of enterprise learning programs across American Express. This leader ... will design and oversee the governance strategy for all regulatory and risk-related learning programs-driving consistency, accountability, and actionable insights… more
- ISMG - Information Security Media Group (New York, NY)
- About Us ISMG (http://ismg.io) is a global media powerhouse and intelligence firm at the forefront of cybersecurity, enterprise IT, and digital transformation. With ... We are entering an extraordinary growth phase-expanding our editorial depth and global reach. If you're passionate about shaping narratives that influence the world… more
- TD Bank (New York, NY)
- …and TD Wealth Management Services Inc) with independent and complex regulatory regimes.** **The Financial Advisors, Relationship Managers, and Investment Advisors ... applicable state and federal securities laws** + **Assist in regulatory requests and exams, and help manage responses to...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- TD Bank (New York, NY)
- …standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as ... risk assessment, reporting and other activities** + **Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation… more
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