- Neuberger Berman (New York, NY)
- …& Private Markets, with a primary, end-to-end focus on Blackrock's Aladdin. This global role will serve as the primary operational partner and escalation point for ... operating playbooks, and drives change management for platform and regulatory /process updates, partnering closely with Middle Office, Custodians, Brokers,… more
- Intertek (Cortland, NY)
- …will support multiple Intertek Business Lines, ensuring the company meets regulatory , corporate and divisional export and import compliance requirements while ... timely sales feedback. + Develop & clearly communicate export regulatory guidance, policy & operational controls to Business Units...degree and 4+ years of direct work experience in global trade compliance, OR strong technical background plus 8… more
- TD Bank (New York, NY)
- …and debt securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia ... Pacific. + Monitor and identify regulatory developments, including enforcement actions, and new laws, regulations,...business personnel. + Strong knowledge of technology infrastructure and global booking models + Ability to work on multiple… more
- TD Bank (New York, NY)
- …and manage the annual monitoring plan for the US, , including, reports on regulatory themes and potential gaps in coverage, and creates standards and procedures for ... **Knowledge and experience within compliance or audit, legal and regulatory environment, enterprise governance framework, products and services, policies, standards,… more
- JPMorgan Chase (Brooklyn, NY)
- The CCAR and Capital team, within Firmwide Regulatory Reporting & Analysis, is responsible for the following reports: FR Y-14M, FR Y-14Q, FRY-14A, as well as a few ... other capital regulatory filings. Our team works closely with other JPMorgan...strength and the diverse talents they bring to our global workforce are directly linked to our success. We… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
- JPMorgan Chase (New York, NY)
- …will be required to closely interact with the Line of Business and global /regional and functional CCOR teams and key stakeholders, including Legal, Business Control ... have experience in Compliance, as well as familiarity with regulatory best practices. **Job Responsibilities** + Act as independent...strength and the diverse talents they bring to our global workforce are directly linked to our success. We… more
- Danaher Corporation (Cortland, NY)
- …ideas into impact - innovating at the speed of life. As a global leader in high-tech filtration, separation, and purification, Pall Corporation thrives on helping ... our customers solve their toughest challenges. Our products serve diverse, global customer needs across a wide range of applications to advance health, safety and… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the… more
- American Express (New York, NY)
- …specific compliance expertise, particularly in relation to identifying where compliance and regulatory risk is present in BU process and controls, specifically in ... Commercial & External Fraud. + Implement policy and regulatory requirements, oversee execution of impact assessments and required changes, and oversee execution of… more
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