- TD Bank (New York, NY)
- …communicating with staff and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make prudent professional recommendations ... for coordinating business continuity management (BCM) processes and supporting regulatory /compliance related initiatives impacting overall risks to the business (eg… more
- Wells Fargo (Spring Valley, NY)
- …Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, empowering communities, and helping our customers ... customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or… more
- New York State Civil Service (Albany, NY)
- …New York through responsible innovation; and preserving the stability of the global financial system.The Department of Financial Services is seeking candidates for ... Monitors institution's financial condition, compliance with laws and regulations and regulatory reporting. * Meets with bank management to discern present plans,… more
- National Association of Insurance Commissioners (NY)
- **Job Description:** The Regulatory Affairs division of the National Association of Insurance Commissioners (NAIC) has an exciting opportunity for a Capital Markets ... knowledge of capital markets, various types of investments (ie asset types), and regulatory issues, broadening analytical skills as well as depth of understanding of… more
- Santander US (New York, NY)
- …Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We believe that our ... operational risks associated with digital payments operations, ensuring compliance with regulatory requirements, and contributing to the development of robust risk… more
- Mizuho Corporate Bank (New York, NY)
- …transformative journey-redefining how compliance is architected, delivered, and scaled across a global enterprise. This role is a rare opportunity to lead the ... executing a comprehensive technology strategy that not only meets today's regulatory requirements but anticipates tomorrow's challenges. You'll work at the… more
- Mizuho Corporate Bank (New York, NY)
- …a crucial role in building and enhancing Credit Risk & Regulatory Capital Calculations / applications. Key Responsibilities: + Requirements Gathering: Collaborate ... documents, and project artifacts. + Compliance: Ensure adherence to regulatory requirements, industry standards, and organizational policies. + Process Improvement:… more
- Ankura (New York, NY)
- …financial, operational, and compliance solutions to complex litigation, enforcement, and regulatory challenges. Role Overview The Senior Director will support the ... delivery services across the Firm. This role will use relevant expertise, regulatory knowledge, data analytics skills and project management capabilities to deliver… more
- MUFG (New York, NY)
- …credit application according to policy, including evaluation of corporate, regulatory and industry risk, historical operating performance, projected operating ... Credit/Underwriting Solutions:** + Work within deal team environment (with Global Relationship Management, Syndications & MUFG Securities) supporting Senior… more
- Santander US (New York, NY)
- …Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We believe that our ... partners to help ensure operations comply with laws and other regulatory provisions and contractual obligations. + Drafts, reviews, negotiates, advises regarding… more