- TD Bank (New York, NY)
- …**Summary** : We are seeking an experienced, dynamic, and innovative Director of Technology Solutions to lead our Compliance technology transformation across ... including Communication Surveillance, Trade Surveillance, Anti-Money Laundering Transaction Surveillance, Regulatory Compliance Management, and Conduct Supervision. This is a… more
- TD Bank (New York, NY)
- …in special projects, including assisting with adherence to enterprise-wide initiatives including global policies and governance. + Assist with regulatory and ... **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director , Financial Crime Risk Oversight, TD Securities, US **Position Summary**… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** Preferred Qualifications **Description:** The Director of Finance, Tax, and Accounting Technology will lead strategic ... the business function of the organization. This role will involve overseeing global technology teams, managing critical systems, and ensuring alignment with finance… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
- American Express (New York, NY)
- …practices and changing regulatory landscape. The Manager will collaborate with the Director and their team to support the uplift in the market and liquidity risk ... Market & Liquidity Risk Governance will be reporting to Director - Market & Liquidity Risk, within the Financial...policies and standards in line with company policies and regulatory expectations + Engage with stakeholders across line of… more
- JPMorgan Chase (New York, NY)
- …courtesy and acumen, and deliver flawless work output. This role supports the Global Technology Regulatory Exam Management team in the US which handles ... technology focused regulatory examinations and regulatory engagements conducted by...includes interaction with various executive level internal clients in Global Technology and across the Lines of Business and… more
- Antech Diagnostics (New York, NY)
- …the ideal candidate will play a critical role coordinating with Mars Global teams in developing, implementing, and maintaining cybersecurity governance and risk ... new and continuous compliance with Mars policies, standards and regulatory requirements. **Key Responsibilities:** + Assist Mars and SDx...as a liaison for Mars GRC teams in applying Global Risk practices for documenting risks, assist in analysis… more
- American Express (NY)
- …(CA&C); Colleague Experience Group (CEG), General Counsel's Organization (GCO); Global Risk & Compliance (GRC); Enterprise Strategy (ES); American Express ... and report on Operational Risk within BU processes to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience through managing a clear… more
- Scotiabank (New York, NY)
- …driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and Markets (GBM) is a ... provides our clients an important bridge to this key global market for trade and investment flows across the...Risk in collaboration with the team's Senior Managers and Director . + The incumbent will automate and develop analytics… more
- Scotiabank (New York, NY)
- …Corporate Banking - US Structuring & Execution (Healthcare) - New York or Houston** ** Global Banking and Markets** Global Banking and Markets (GBM) is a leading ... provides our clients an important bridge to this key global market for trade and investment flows across the...at the direction of and in partnership with the Director and Associate Director , is responsible for… more