- SMBC (Los Angeles, CA)
- …communicating to senior management and relevant parties. + Tracking the status of regulatory inquiries , exams , reviews and findings and circulates ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...Regulatory Relations team is the primary contact for regulatory interactions and exam management for US… more
- Coinbase (Sacramento, CA)
- …class control framework. * Partner with exam management team to respond to all regulatory exams and inquiries . * Work with Market Surveillance team and ... emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking...with high levels of accountability. * Experience with FINRA exams / inquiries . * Knowledge of 15c3-5 Market Access,… more
- Wells Fargo (Turlock, CA)
- …Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, empowering communities, and helping our customers ... to emerging affluent and high-value customers + Present recommendations for resolving inquiries and service requests regarding customers' accounts + Open and service… more
- IQVIA (Fresno, CA)
- …labeling, and transporting specimens according to network policies, procedures, and regulatory standards. + Comply with all laboratory safety and handling ... including but not limited to electrocardiograms (EKGs) and macular edema screening exams (training provided). + Maintain a clean and organized work environment,… more
