- Scotiabank (Tampa, FL)
- …for the TAO and GTB business. + Provide Compliance support for Compliance Testing, Audits, Regulatory Exams , and inquiries for the TAO and GTB business. + ... Director, US Bank Regulatory Compliance, Global Transaction Banking **Requisition...of relevant policies and procedures, risk assessments, responding to regulatory inquiries , etc. + Sound judgment in… more
- Coinbase (Tallahassee, FL)
- …class control framework. * Partner with exam management team to respond to all regulatory exams and inquiries . * Work with Market Surveillance team and ... emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking...with high levels of accountability. * Experience with FINRA exams / inquiries . * Knowledge of 15c3-5 Market Access,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …committees for visibility and strategic decision-making. + Prepare for and respond to regulatory exams and inquiries and coordinate with internal audit ... (FFIEC); Office of Thrift Supervision (OTS); Federal Reserve System; state banking regulatory agencies. + Deep understanding of global and domestic regulations… more
- Wells Fargo (Miami, FL)
- …Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, empowering communities, and helping our customers ... to emerging affluent and high-value customers + Present recommendations for resolving inquiries and service requests regarding customers' accounts + Open and service… more
- IQVIA (Miami, FL)
- …labeling, and transporting specimens according to network policies, procedures, and regulatory standards. + Comply with all laboratory safety and handling ... including but not limited to electrocardiograms (EKGs) and macular edema screening exams (training provided). + Maintain a clean and organized work environment,… more
- Parker Hannifin Corporation (Miami, FL)
- …members, team leaders, and top management. + Ability to respond to significant inquiries or complaints from customers, regulatory agencies, or members of the ... challenges. The Services and Support Operations (SSO) is a global leader of integrated MRO services and support. We...courses; Or has passed the CPIM national certification basics exam and is committed to achieving the CPIM national… more