- TD Bank (New York, NY)
- …with non-routine information + Manages/assists with regulatory reviews including inquiries , audits, and exams + Identifies and leads problem resolution ... risk assessment, reporting and other activities** + **Internal Audit, regulatory exam , and ongoing supervision management, finding...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- TD Bank (New York, NY)
- …with non-routine information + Manages/assists with regulatory reviews including inquiries , audits, and exams + Identifies and leads problem resolution ... The individual will lead and coordinate compliance-related initiatives, manage regulatory exams , and collaborate cross-functionally to support business… more
- TD Bank (New York, NY)
- …planning (eg 6-12 months) + Manages regulatory reviews including inquiries , audits, and exams **Preferred Qualifications:** + Undergraduate degree required ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- TD Bank (New York, NY)
- …mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries , audits, and exams **Education & Experience:** + Bachelors degree or ... sits in Core Compliance and covers the TDS US businesses and certain global businesses, working with regional testing teams across the globe. This Compliance Officer… more
- TD Bank (New York, NY)
- …to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries , audits, and exams **Who We Are** TD Securities offers a wide range ... and debt securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia… more
- TD Bank (New York, NY)
- …mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries , audits, and exams **Education & Experience:** + Bachelors degree or ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- Mastercard (Harrison, NY)
- …and KYC processes. * Manage regulatory relationships and support audits, exams , and inquiries . * Drive continuous improvement in compliance operations and ... agile sales team is responsible for end-to-end solutions for a diverse global customer base including retailers, airlines, hotels, tourism agencies, public sector… more
- American Express (New York, NY)
- …in partnership with compliance, legal, and audit functions. + Support internal and regulatory exams , audits, and inquiries related to financial crimes. ... including our premium, cobrand, cash back, and lending portfolios, Membership Rewards, Global Travel & Lifestyle Services, the Centurion Lounge network, our … more
- JPMorgan Chase (New York, NY)
- … regulatory requirements, partnering with Credit Risk and functional teams to address regulatory and audit exams and inquiries , and collaborating with ... team's three core mandates: Portfolio Management, Implementation of Strategic Frameworks, and Regulatory and Audit Engagement. This role involves a broad range of… more
- IQVIA (Brooklyn, NY)
- …labeling, and transporting specimens according to network policies, procedures, and regulatory standards. + Comply with all laboratory safety and handling ... including but not limited to electrocardiograms (EKGs) and macular edema screening exams (training provided). + Maintain a clean and organized work environment,… more