- Sumitomo Pharma (Albany, NY)
- …Interface with regulatory authorities, including the FDA, EMA, and other global agencies, to secure trial approvals and navigate the regulatory landscape. ... strategy for Oncology, aligning with SMPA's overall goals and regulatory requirements. + Lead the medical and...data and present findings clearly. + Significant experience with global clinical trials and regulatory process. +… more
- TD Bank (New York, NY)
- …for assuring that alert review processes align with firm requirements and global regulatory expectations. **Department Overview:** Our team of trusted ... across trade and communications. + Ensure the surveillance department aligns with global regulatory requirements (eg, SEC, FINRA, CFTC, NFA, FCA, MAS,… more
- HSBC (New York, NY)
- …the planet we all share. Model Risk Management (MRM) at HSBC is structured as a global function, headed up by the Chief Model Risk Officer (CMRO). MRM are the second ... (2LoD) for Model Risk and the CMRO is the global Model Risk Steward for the group and is...efficiently globally, and to take account of additional local regulatory requirements. MRM is comprised of four key activities:… more
- Tradeweb (New York, NY)
- …US-based ERM Lead and the UK-based Enterprise Controls Assurance (ECA) Lead , ensuring alignment with global program strategy and regional testing execution. ... risk practices to help advance Tradeweb's risk maturity and regulatory alignment. **Job Responsibilities** + Lead the...Board-level governance forums. + Coordinate with the UK-based ECA Lead to support global control testing consistency… more
- TD Bank (New York, NY)
- …and ensure that the Surveillance program is robust, adaptive, and aligned with global regulatory expectations. The ideal candidate will possess a strong ... The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance… more
- Scotiabank (New York, NY)
- …not limited to responsibilities under the + Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and ... inclusive and high-performing culture. **Senior Manager, Business Risk Management - US Global Transaction Banking** Global Transaction Banking (GTB) is the… more
- Scotiabank (New York, NY)
- …audit, regulatory compliance, and governance. The IS&C Senior Manager will lead and oversee all regulatory examinations, audit requests pertaining to ... committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and...to the overall success of the US IS&C's governance, regulatory compliance, and risk program. This role requires a… more
- TD Bank (New York, NY)
- …**U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and assists ... in remediation of Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit, prepares periodic reporting to multiple… more
- SMBC (New York, NY)
- …Risk, Audit, and Technology teams to ensure program objectives align with regulatory expectations and internal control standards. + Lead the coordination ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has… more
- Citigroup (New York, NY)
- …Attract and retain top talent, building a strongly engaged team. + Lead significant Investment control related regulatory interactions globally, including items ... regulators, community and advocacy groups, and industry/trade associations. + Lead significant Investment control related regulatory interactions globally,… more