- ManpowerGroup (Alloway, NJ)
- …tax audits: preparing responses, creating schedules, etc. + Monitor legislative and regulatory tax law developments, communicate the effects of these developments to ... their business performance. We serve clients, including Fortune 500 and Global 1000 companies, from offices worldwide leveraging the workforce capabilities of… more
- ADP (Manasquan, NJ)
- …these:** _Preferred Qualifications_ + Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) Series 6 and 63 licensing is a plus; ... state and local laws. **A little about ADP:** We are a comprehensive global provider of cloud-based human capital management (HCM) solutions that unite HR, payroll,… more
- Broadcom (Princeton, NJ)
- …authority, eg, on industry trends, best practices, competitive practices, regulatory issues, etc. + **Effective Selling:** Ensure staff utilizes solutions-oriented, ... correspondence.** Welcome! Thank you for your interest in Broadcom! We are a global technology leader that designs, develops and supplies a broad range of… more
- TD Bank (Marlton, NJ)
- …MS Office software, experience in industry platform systems strongly preferred (ie, Global Relay, FIS Supervision Compliance Manager , Pershing, Envestnet, RegEd, ... **Job Description:** The Supervision Controls Specialist is a FINRA and SEC regulatory supervisory principal role assisting in the regulatory oversight for… more
- TD Bank (Mount Laurel, NJ)
- …manages ongoing marketing items to ensure compliance with firm and regulatory policy. Teammates interact directly and independently with field leadership, advisors, ... regulatory agencies and provides advice and guidance for document...Compliance Business Oversight Analyst** **will assist in US and Global Compliance projects as necessary.** **Job Summary:** The Senior… more
- TD Bank (Mount Laurel, NJ)
- …management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to ... support Oversight Functions and their covered businesses with defining and logging regulatory issues and/or remedial action plans + Support the review of aggregated… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
- IQVIA (Jersey City, NJ)
- …deliverables. May perform role of Data Team Lead (DTL), Program Lead, Customer Site Manager , and/or a leadership role in a specific CDM task (eg, Subject Matter ... Expert (SME). Comply with Good Clinical Practices (GCPs), applicable regulatory guidelines, SOPs, policies, and, where available, CDM guidance documents. **Essential… more
- Coinbase (Trenton, NJ)
- … global internal audit function. * In depth understanding of local global regulatory requirements as it pertains to information technology, security and ... emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking...will be reporting to an Internal Audit IT Senior Manager . The individual will be responsible for executing all… more
- TD Bank (Mount Laurel, NJ)
- …federal securities laws.** + **Help mitigate risk and ensure the firm meets regulatory obligations.** + **Handle the onboarding and offboarding of new hires.** + ... **Provide training to the field on various regulatory topics, including onboarding new hire training.** + **Delivers...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
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