- WSP USA (Valhalla, NY)
- **Our Business** We are a global leader in environmental consulting with world-class expertise in environmental, social, and governance (ESG), climate resiliency & ... with the development and scoping of medium-sized projects + Interact with regulatory agencies, subcontractors, and clients in a confident and professional manner +… more
- JPMorgan Chase (New York, NY)
- …assess operational risk, evaluate new business proposals, and ensure compliance with regulatory requirements. + Collaborate across the three Lines of Defense to ... that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer… more
- SMBC (New York, NY)
- …+ Escalates regulatory concerns and other significant matters to their manager and ongoing support as necessary for matters requiring escalation. + Interfaces ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...**Role Description** The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the… more
- Citigroup (New York, NY)
- Citi Global Markets provides world-class solutions and an unmatched global presence. We serve corporates, institutional investors and governments from trading ... a First-Line risk team which is part of the Global Markets COO function. ETRC works with Global...EMEA). + Co-ordination with the E-Trading businesses of the Manager Control Assessment ie RCSA + Project management of… more
- TD Bank (New York, NY)
- …advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage ... regulatory risk. Ideal candidate would have previous compliance experience,...compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets Advisory… more
- TD Bank (New York, NY)
- …with a results-driven focus to deliver solutions, including the coordination of global implementations of new regulatory requirements. + Participating in ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- TD Bank (New York, NY)
- …a key role in the USA providing support in financial, management, liquidity, and regulatory reporting. In addition, by its nature as a primary control and support ... (UK and Singapore). Specific Accountabilities Include: + Lead level 1 review of regulatory deliverables associated with TDS and review regulatory reports for… more
- TD Bank (New York, NY)
- …+ **Centralized policy and reports inventories** + **Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation ... performs quality reviews on individual monitoring activities within the plan, identifies regulatory themes and potential gaps in coverage, and creates standards and… more
- TD Bank (New York, NY)
- …overseeing technology platforms, systems, marketing content, and digital channels. * Certified Regulatory Compliance Manager (CRCM), law degree, regulatory , ... and continuous enhancement of programs designed to provide effective, independent regulatory compliance risk management and oversight of business line(s) supported *… more
- TD Bank (New York, NY)
- …and maintaining: + Privacy Notices and Policies + Privacy Event Management + Regulatory Change Engagement + Monitoring + Training and Awareness + Issue Management ... and third-party service providers to deliver Compliance programs that satisfy regulatory requirements. **Depth & Scope:** + Expected to exercise sound and… more