- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** Preferred Qualifications: Global Operations and Business Services is a diverse and dynamic group of ... Payment and Correspondent Banking Services, Business Services, and Change Delivery. The Global Operations team partners with the front office and other groups… more
- IQVIA (New York, NY)
- …deliverables. May perform role of Data Team Lead (DTL), Program Lead, Customer Site Manager , and/or a leadership role in a specific CDM task (eg, Subject Matter ... Expert (SME). Comply with Good Clinical Practices (GCPs), applicable regulatory guidelines, SOPs, policies, and, where available, CDM guidance documents. **Essential… more
- TD Bank (New York, NY)
- …with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in ... business lines or assigned areas, on compliance matters and regulatory risks which may impact performance of the business...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- TD Bank (New York, NY)
- …Description:** **Position Title:** Vice President, US Finance, Broker Dealer Regulatory Reporting **Hiring Contact:** Christine Jenkins, Directory Finance **Business ... This role reports directly to the Director who runs the US Broker Dealer Regulatory Team. The successful candidate will be responsible for the preparation and review… more
- BMO Financial Group (New York, NY)
- …to achieve and sustain its risk-based compliance with applicable laws and regulatory requirements. CMS tests that the First Line of Defense responsibilities outlined ... in the Legal Regulatory Compliance Risk Management (LRCRM) Policy, the Enterprise Compliance...Management (LRCRM) Policy, the Enterprise Compliance Program, and the Global Compliance Manual (GCM) and supporting operating guidelines are… more
- BMO Financial Group (New York, NY)
- …to achieve and sustain its risk-based compliance with applicable laws and regulatory requirements and to ensure that the First Line of Defence responsibilities ... outlined in the Legal Regulatory Compliance Risk Management (LRCRM) Policy, the Enterprise Compliance...Management (LRCRM) Policy, the Enterprise Compliance Program and the Global Compliance Manual (GCM) and supporting operating guidelines are… more
- BMO Financial Group (New York, NY)
- Structured Desk Support Associate works closely with the Global Structured Products trading desks providing desk support services for all pre and post execution ... Trading desk and other stakeholders. Acountable for the execution of assigned Global Trade Support activities for various products and processes that require… more
- JPMorgan Chase (New York, NY)
- …colleagues across Lines of Business and Risk Management functions + Drive firmwide global consistency in regulatory responses, working closely with Regulatory ... **Summary** The Business Implementation and Regulatory Strategy (Americas) will be responsible for the...products and enterprise risk management processes + Strong project manager and problem-solver with a pragmatic approach for successful… more
- Bank of America (New York, NY)
- …control oversight to Sales, Trading, Electronic/Algorithmic and Research businesses across Global Markets in respect of regulatory and governance programs. ... and make an impact. Join us! **Job Description:** The Global Markets Business Controls Office (BCO) is responsible for...non-financial risk, including but not limited to compliance with regulatory rules and guidance as well as operational controls… more
- Citigroup (New York, NY)
- …legal arrangements and regulatory requirements. The role will report to the global head of Controls & Regulatory Management for Investor & Issuer Services ... The Investor & Issuer Services global Fiduciary Controls lead will ensure consistent application...with analysis of the business's fiduciary control environment and regulatory adherence, as well as implementing plans to address… more