- TD Bank (New York, NY)
- …for this role. **Job Description:** **Preferred Qualifications:** TD Securities' Regulatory Compliance Management Framework (RCM) is implementing new programs and ... in order to support its strong risk culture and strategic approach to managing regulatory compliance risk. This is a newly created role on the TD Securities US… more
- TD Bank (New York, NY)
- …and debt securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia ... Pacific. + Monitor and identify regulatory developments, including enforcement actions, and new laws, regulations,...business personnel. + Strong knowledge of technology infrastructure and global booking models + Ability to work on multiple… more
- Scotiabank (New York, NY)
- …but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and ... Director, Execution and Structuring-US Corporate Banking - Financial Institutions Group** ** Global Banking and Markets** Global Banking and Markets (GBM)… more
- JPMorgan Chase (New York, NY)
- **Job Description** JP Morgan Asset Management is a leading global asset manager with a robust platform and a commitment to delivering exceptional investment ... processes. Join the Asset Management Risk team as the Global Head of Risk for Equities, a pivotal role...to be best-in-class. **Job summary** As a Senior Risk Manager within the Asset Management Risk team, you will… more
- Scotiabank (New York, NY)
- …but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and ... committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and...and procedures. This role works closely with the Senior Manager , US Benefits, numerous internal and external vendors, and… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** **Preferred Qualifications:** TD Securities' Regulatory Compliance Management Framework (RCM) is implementing new programs and ... in order to support its strong risk culture and strategic approach to managing regulatory compliance risk. This is a newly created role on the TD Securities US… more
- CSL Plasma (Schenectady, NY)
- **The Opportunity** This position provides immediate support to the Assistant Manager of Quality in monitoring plasma center processes to ensure overall compliance ... ensure compliance to training needs, SOPs, processes and other regulatory or company directives are adhered in order to...implementation of continuous improvement plans + Collaborate with Assistant Manager of Quality (AMQ), to be able to represent… more
- Mount Sinai Health System (New York, NY)
- …and regulatory agency standards. 12. Encourages, recognizes and rewards manager and staff participation in quality and safety initiatives, compliance and ... S/he is responsible for the attainment of patient safety goals, regulatory survey preparation and specialized training initiatives and continuing education. The… more
- Mount Sinai Health System (New York, NY)
- …and regulatory agency standards. + Encourages, recognizes and rewards manager and staff participation in quality and safety initiatives, compliance and ... S/he is responsible for the attainment of patient safety goals, regulatory survey preparation and specialized training initiatives and continuing education. The… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... applicable to the discipline * Adhere to internal policies/procedures and applicable regulatory guidelines * Keep abreast of emerging issues, trends, and evolving … more