- JPMorgan Chase (New York, NY)
- …and AI/ML strategy. + Financial services industry domain expertise at large global organizations. + Experience working in a matrix structure with senior ... to both technical and non-technical stakeholders. + Understanding of regulatory and control landscape and its impact on strategy...strength and the diverse talents they bring to our global workforce are directly linked to our success. We… more
- RELX INC (New York, NY)
- …150 countries with 11,800 employees worldwide, is part of RELX, a global provider of information-based analytics and decision tools for professional and business ... of choice About the business LexisNexis Legal & Professional(R) provides legal, regulatory , and business information and analytics that help customers increase their… more
- American Express (New York, NY)
- …will work closely with Control Management, the 2nd line of defense, Audit, and Regulatory exam managers to represent ECMX and coordinate the efforts of ECMX process ... of gender, offered for pregnancy, adoption or surrogacy + Free access to global on-site wellness centers staffed with nurses and doctors (depending on location) +… more
- JPMorgan Chase (New York, NY)
- …and write detailed requirements that capture functional, design, analytics, and control/ regulatory features + Review and certify new experiences with Quality ... that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer… more
- Broadcom (Melville, NY)
- …authority, eg, on industry trends, best practices, competitive practices, regulatory issues, etc. + **Effective Selling:** Ensure staff utilizes solutions-oriented, ... correspondence.** Welcome! Thank you for your interest in Broadcom! We are a global technology leader that designs, develops and supplies a broad range of… more
- Intuit (New York, NY)
- **Overview** Intuit is the global financial technology platform that powers prosperity for the people and communities we serve. With approximately 100 million ... and get in front of any potential covenant issues. + Monitor the regulatory landscape to identify potential impacts and ensure compliance across funding strategies.… more
- Amazon (New York, NY)
- …between employees and business partners private, while remaining compliant with regulatory requirements. The need for this type of secure communications is ... never stopped innovating - that's why customers from the most successful startups to Global 500 companies trust our robust suite of products and services to power… more
- MUFG (New York, NY)
- …team works closely with dedicated partners in MUFG's debt capital markets and global markets teams to seamlessly deliver debt financing and risk management solutions ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- ADP (Buffalo, NY)
- …these:** _Preferred Qualifications_ + Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) Series 6 and 63 licensing is a plus; ... - $93,900.00 / Year* **A little about ADP:** We are a comprehensive global provider of cloud-based human capital management (HCM) solutions that unite HR, payroll,… more
- TD Bank (New York, NY)
- … regulatory requirements. The role reports to a Director, Global Markets Fixed Income Supervision. **Key Responsibilities:** + Supervision responsibilities ... and update global supervisory procedures in line with firm policy, regulatory requirements or industry standard best practices + Present technical matters and… more