- TD Bank (New York, NY)
- …advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage ... regulatory risk. Ideal candidate would have previous compliance experience,...compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets Advisory… more
- Aflac (New York, NY)
- …KEY RELATIONSHIPS Reports to: Vice President, Asset Liability Management (ALM) Manager - Aflac Global Investments Risk Management Primary Relationships: ... Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 7928 About Our Company Aflac Asset Management, LLC, (dba Aflac… more
- Aflac (New York, NY)
- …Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 7930 About Our Company Aflac Asset Management, LLC, (dba Aflac ... Global Investments) is a wholly owned subsidiary of Aflac...the approved investment initiatives. Reports to: Vice President, Portfolio Manager - Real Estate Owned Principal Duties & Responsibilities… more
- TD Bank (New York, NY)
- …in addition to experience below + 20+ years related experience required + Certified Regulatory Compliance Manager (CRCM), law degree, regulatory , or risk ... program designed to achieve effective management and oversight of regulatory compliance activities of the assigned lines of business...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- TD Bank (New York, NY)
- …in addition to experience below * 10 years related experience required * Certified Regulatory Compliance Manager (CRCM), law degree, regulatory , or risk ... and continuous enhancement of programs designed to provide effective, independent regulatory compliance risk management and oversight of business line(s) supported *… more
- TD Bank (New York, NY)
- …in special projects, including assisting with adherence to enterprise-wide initiatives including global policies and governance. + Assist with regulatory and ... a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance… more
- IQVIA (New York, NY)
- …deliverables. May perform role of Data Team Lead (DTL), Program Lead, Customer Site Manager , and/or a leadership role in a specific CDM task (eg, Subject Matter ... Expert (SME). Comply with Good Clinical Practices (GCPs), applicable regulatory guidelines, SOPs, policies, and, where available, CDM guidance documents. **Essential… more
- TD Bank (New York, NY)
- …of new products, services, and geographical activity + Lead business analysis on global regulatory changes, new rules, and process improvements + Process large ... **Key Responsibilities Include** + Manage the firm's compliance with global tax and regulatory obligations + Provide...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …for risk and control frameworks aligned to best industry practices and regulatory expectations + Ensures developed target state and final deliverables confirm to ... regulatory commitments and expectations + Continuously monitors the execution...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- JPMorgan Chase (New York, NY)
- …colleagues across Lines of Business and Risk Management functions + Drive firmwide global consistency in regulatory responses, working closely with Regulatory ... **Summary** The Business Implementation and Regulatory Strategy (Americas) will be responsible for the...products and enterprise risk management processes + Strong project manager and problem-solver with a pragmatic approach for successful… more
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