- Bank of America (New York, NY)
- …managers. The Enterprise Position Monitoring and Disclosures team is part of the Global Markets Non-Financial Regulatory Reporting department. The is a global ... from disclosures and discussing such issues with other Non-Financial Regulatory Reporting (NFRR) and Global Compliance &...that supports company Great Place to Work goals. + Manager of Process & Data: Challenges end-to-end process efficiency… more
- Bank of America (New York, NY)
- …* Experience interacting with regulatory agencies and /or reg exams. * Regulatory reporting experience and/or experience in a global markets regulatory ... reporting environment or exposure to position/transaction processes/life cycle * Regulatory reporting experience and/or experience in global banking … more
- TD Bank (New York, NY)
- …The M&T Team sits within Core Compliance and covers the TDS US and global businesses, working with regional teams across the globe. This Compliance Officer will also ... more years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Knowledge of … more
- TD Bank (New York, NY)
- …Sales & Trading. This role will support the continued integration of a complex global equity platform into TD Securities (USA) LLC and into the overall Compliance ... such advice tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and...business personnel. + Strong knowledge of technology infrastructure and global booking models + Ability to work on multiple… more
- TD Bank (New York, NY)
- …for Compliance Strategy and Operations (S&O)** to support the overall Regulatory Compliance Management (RCM) Program and Framework. This strategic, hands-on role ... risk management and operation domains with a strong emphasis on regulatory compliance. You will shape data strategy, collaborate cross-functionally, and assist… more
- Bank of America (New York, NY)
- …and make an impact. Join us! **Job Description:** Market Risk Audit is a global team of subject matter experts in traded market risk and valuation within Corporate ... with a specific focus on the Market Risk and Global Markets areas as part of the global...regulators. The team leads many high-profile audits comprising both regulatory -required and functional work, with continual senior management and… more
- TD Bank (New York, NY)
- …with a results-driven focus to deliver solutions, including the coordination of global implementations of new regulatory requirements. + Participating in ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- TD Bank (New York, NY)
- …+ Lead cross-functional teams and steer implementation, maintenance, and enhancement of regulatory compliance and risk management objectives + Lead the execution of ... and third-party service providers to deliver Compliance programs that satisfy regulatory requirements. **Depth & Scope:** + Expected to exercise sound and… more
- TD Bank (New York, NY)
- …manages ongoing marketing items to ensure compliance with firm and regulatory policy. Teammates interact directly and independently with field leadership, advisors, ... regulatory agencies and provides advice and guidance for document...Compliance Business Oversight Analyst** **will assist in US and Global Compliance projects as necessary.** **Job Summary:** The Senior… more
- TD Bank (New York, NY)
- …management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to ... support Oversight Functions and their covered businesses with defining and logging regulatory issues and/or remedial action plans + Support the review of aggregated… more
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