- Aflac (New York, NY)
- …KEY RELATIONSHIPS Reports to: Vice President, Asset Liability Management (ALM) Manager - Aflac Global Investments Risk Management Primary Relationships: ... Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 7928 out Our Company Aflac...and support for risk analysis and reporting, hedging strategies, regulatory compliance for Aflac, assisting with areas such cash… more
- TD Bank (New York, NY)
- …Description:** The Head of Wealth Remediation is responsible for expanding and managing regulatory oversight program for the first line of defense in Wealth by ... and AMCB Consumer Bank teams to ensure that all regulatory , compliance, audit, and self-ID findings are remediated and...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- TD Bank (New York, NY)
- …standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as ... risk assessment, reporting and other activities** + **Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation… more
- JPMorgan Chase (New York, NY)
- …colleagues across Lines of Business and Risk Management functions + Drive firmwide global consistency in regulatory responses, working closely with Regulatory ... **Summary** The Business Implementation and Regulatory Strategy (Americas) will be responsible for the...products and enterprise risk management processes + Strong project manager and problem-solver with a pragmatic approach for successful… more
- TD Bank (New York, NY)
- …and debt securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia ... Pacific. + Monitor and identify regulatory developments, including enforcement actions, and new laws, regulations,...business personnel. + Strong knowledge of technology infrastructure and global booking models + Ability to work on multiple… more
- TD Bank (New York, NY)
- …in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial ... mitigate potential risks to the surveillance program, and ultimately the global Markets business, by delivering and comprehensive and effective second-line… more
- HSBC (New York, NY)
- … global -to-local delivery model, with awareness of local nuances, regulatory environments, and localization strategies + Bilingual Spanish PreferredIn compliance ... share. The Emerging Talent Lead - Americas is responsible for executing HSBC's global emerging talent strategy at the market level, ensuring programmes are adapted… more
- Bank of America (New York, NY)
- …concise and repeatable technical documentation on models and testsfor internal and regulatory purposes Team Overview: Global Risk Analytics (GRA) and Enterprise ... entry level role to becoming a Quantitative Engineer. Quantitative engineers in Global Risk are responsible for designing and implementing common, reusable, and… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** Preferred Qualifications: Global Payment and Deposit Solutions (GPDS) builds and transforms the operating ... for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services related… more
- CSL Plasma (Cheektowaga, NY)
- **The Opportunity** This position provides immediate support to the Assistant Manager of Quality in monitoring plasma center processes to ensure overall compliance ... ensure compliance to training needs, SOPs, processes and other regulatory or company directives are adhered in order to...implementation of continuous improvement plans + Collaborate with Assistant Manager of Quality (AMQ), to be able to represent… more
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