- New York State Civil Service (Albany, NY)
- …New York through responsible innovation; and preserving the stability of the global financial system.The Financial Services Specialist 2 (Risk) will be responsible ... in data modeling, integration, and ensuring the quality of data in regulatory and financial environments. The role demands a collaborative mindset, strong… more
- Bank of America (New York, NY)
- …concise and repeatable technical documentation on models and testsfor internal and regulatory purposes Team Overview: Global Risk Analytics (GRA) and Enterprise ... entry level role to becoming a Quantitative Engineer. Quantitative engineers in Global Risk are responsible for designing and implementing common, reusable, and… more
- CSL Plasma (Cheektowaga, NY)
- **The Opportunity** This position provides immediate support to the Assistant Manager of Quality in monitoring plasma center processes to ensure overall compliance ... ensure compliance to training needs, SOPs, processes and other regulatory or company directives are adhered in order to...implementation of continuous improvement plans + Collaborate with Assistant Manager of Quality (AMQ), to be able to represent… more
- TD Bank (New York, NY)
- …advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage ... regulatory risk. **Compliance Monitoring & Compliance Oversight** + Assist...+ JD desirable but not required + Knowledge of global financial institutions' operational, financial, sales and trading, and… more
- TD Bank (New York, NY)
- …the business function of the organization. This role will involve overseeing global technology teams, managing critical systems, and ensuring alignment with finance ... and Business stakeholders to ensure technology solutions meet evolving regulatory and business requirements. **Product Control Technology Oversight:** . Manage… more
- TD Bank (New York, NY)
- …organization. + JD desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading, at a global financial institution. + ... Compliance and covers the TDS US businesses and certain global businesses, working with regional testing teams across the...to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education &… more
- Citigroup (New York, NY)
- Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides ... everything we do from keeping the bank safe, managing global resources, and providing the technical tools our workers...(ESPA). The team provides high quality exam support and regulatory filings as well as strategic and advisory support… more
- TD Bank (New York, NY)
- …in special projects, including assisting with adherence to enterprise-wide initiatives including global policies and governance. + Assist with regulatory and ... a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance… more
- SMBC (White Plains, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
- TD Bank (New York, NY)
- …documenting governance meetings with stakeholders and executives + Experience in regulatory environment or supporting risk management + Prior experience in managing ... dashboard reporting, risk metrics, or RCSA + Familiarity with regulatory expectations such as the OCC heightened standards +...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more