- JPMorgan Chase (New York, NY)
- JP Morgan Asset Management (JPMAM), a leading global alternatives manager , offers innovative solutions backed by vast resources and robust governance. Our ... raising and investment vehicle formation, eager to develop new capabilities in regulatory positioning and credit facilities. **Job Summary** As a Vice President in… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** TDS Treasury is part of Global Markets in TD Securities, and manages the dealer's liquidity, funding and ... improve operational booking models + Preparing materials for committee meetings and regulatory requests. **Depth & Scope:** + Position liaises closely with the Banks… more
- TD Bank (New York, NY)
- …applicable to the discipline * Adhere to internal policies/procedures and applicable regulatory guidelines * Keep abreast of emerging issues, trends, and evolving ... regulatory requirements and assess potential impacts * Maintain a...escalation of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase… more
- AECOM (Buffalo, NY)
- …to bring your bold ideas and big dreams and become part of a global team of over 50,000 planners, designers, engineers, scientists, digital innovators, program and ... positive and tangible impact around the world. We're one global team driven by our common purpose to deliver...limited to: + Perform the roles of a Project Manager such as maintaining client relationships, contracting, project planning… more
- TD Bank (New York, NY)
- …stakeholders, ensuring that technology solutions align with business objectives, regulatory requirements, and emerging industry trends. The Director directly manages ... a global technology team to ensure talent needs and capabilities...and implement a comprehensive Communication Surveillance program to address regulatory requirements globally. + Establish strong relationships with business,… more
- TD Bank (NY)
- …or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional ... & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel etc.)… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... testing a plus. + Strong knowledge of SEC, FINRA and other relevant regulatory requirements. + Strong Knowledge of operations, finance, regulatory reporting,… more
- Wells Fargo (New York, NY)
- …legal entity structures within US and European companies, including the underlying regulatory requirements; * Experience liaising with global clients and ... crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk. The group… more
- TD Bank (New York, NY)
- …lines, corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements + Keep abreast of emerging issues, trends, and evolving ... regulatory requirements + Maintain a culture of risk-based management...providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In… more
- Mount Sinai Health System (New York, NY)
- …and regulatory agency standards. 12. Encourages, recognizes and rewards manager and staff participation in quality and safety initiatives, compliance and ... data and observation of unit rounding. 5. Validates Associate Director/Clinical Nurse Manager competency in PHR and provides consistent meaningful feedback with more… more
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