- TD Bank (New York, NY)
- …a criminal background check, credit report check, civil litigation search, and regulatory agency or self- regulatory organization enforcement action search, and ... civil, and/or criminal findings by any government agency/authority or self- regulatory organization, are required by federal law for this...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- Bank of America (New York, NY)
- …for the Prime Brokerage business * Liaise with associates at all levels across global locations * Participate in ad hoc projects for new processes, regulatory ... assurance results with a high degree of focus on regulatory controls * Adhere to defined procedures and ...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- TD Bank (New York, NY)
- …and key industry developments as well as internal policies and regulatory standards (as communicated by Compliance) to assist in maximizing profitability ... economic information, and key industry developments, as well as internal policies and regulatory standards (as communicated by Compliance) at all times to assist in… more
- TD Bank (New York, NY)
- …of TD Bank Group. The group plays a critical role in financial, management, and regulatory reporting for the US region and acts as a primary control and support ... corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving… more
- BMO Financial Group (New York, NY)
- Provides and manages the delivery of legal and regulatory advice on products, initiatives, strategies, policies and developments for and on behalf of BMO Financial ... effective relationships with internal/ external stakeholders. + Geographic scope: up to global . + Operates at a group/enterprise-wide level and serves as a… more
- TD Bank (New York, NY)
- …assurance checks regarding liquidity reporting and all relevant investor and/or regulatory requests. This role contributes to the development of liquidity ... to others + Adheres to internal policies/procedures and applicable regulatory guidelines + Keeps abreast of emerging issues, trends,...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- Penske (New York, NY)
- …implementation of corporate environmental policies and programs; assisting during regulatory inspections; managing regulated waste; ensuring storage tank compliance; ... Environmental Department to support environmental data collection, permit renewals, regulatory reporting, and maintenance of compliance calendars and documentation… more
- Bank of America (New York, NY)
- …and creativity; and developing talent, advancing careers, and creating leaders within Global Risk Management and across the company. Our goal is to ensure ... executing capital calculation testing and performing review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and… more
- M&T Bank (Buffalo, NY)
- …on projects, and provide analytical and operational support under guidance of a manager or more senior analyst. **Banking Services: Who are We?** Banking Services is ... employees. **Department Description:** Shared Services delivers operational excellence, processing, regulatory , and strategic support to the businesses in the… more
- NBC Universal (New York, NY)
- …cross-functional teams to assess potential privacy and security risks and regulatory requirements for Versant's products, services and technologies. + Counsel ... protections, and data dormancy and retention processes. + Stay current on evolving global data protection and privacy laws, developments, and frameworks as well as… more