- TD Bank (New York, NY)
- …assurance checks regarding liquidity reporting and all relevant investor and/or regulatory requests. This role contributes to the development of liquidity ... to others + Adheres to internal policies/procedures and applicable regulatory guidelines + Keeps abreast of emerging issues, trends,...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- NBC Universal (New York, NY)
- …cross-functional teams to assess potential privacy and security risks and regulatory requirements for Versant's products, services and technologies. + Counsel ... protections, and data dormancy and retention processes. + Stay current on evolving global data protection and privacy laws, developments, and frameworks as well as… more
- TD Bank (New York, NY)
- …and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Participates in cross-functional / enterprise initiatives as ... + Keeps abreast of emerging issues, trends, and evolving regulatory requirements and assesses potential impacts + Assumes responsibility...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- TD Bank (New York, NY)
- …corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements + Participates in cross-functional / enterprise initiatives as ... + Keeps abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts + Maintains a...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- TD Bank (New York, NY)
- …and key industry developments as well as internal policies and regulatory standards (as communicated by Compliance) to assist in maximizing profitability ... economic information, and key industry developments, as well as internal policies and regulatory standards (as communicated by Compliance) at all times to assist in… more
- TD Bank (New York, NY)
- …compliance aspects of the applicable consumer protection laws and Complaint related regulatory expectations as communicated by federal regulators such as the OCC, ... and its relevant subsidiaries + Leads or participates in regulatory examinations as necessary + Leads second line programs...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- Bank of America (New York, NY)
- …the testing tools required to test complex software requirements within Bank of America's Global Risk and Regulatory Technology team. The DNA ARC team is ... execution services consultants, sales traders, data scientists as well as regulatory and supervisory reporting requirements. The role involves working with large… more
- BMO Financial Group (New York, NY)
- **Provides and manages the delivery of legal and regulatory advice on products, initiatives, strategies, policies and developments for and on behalf of leveraged ... **Builds effective relationships with internal/ external stakeholders.** **Geographic scope: up to global .** **Candidate will be based out of the firm's New York… more
- Bank of America (New York, NY)
- …and creativity; and developing talent, advancing careers, and creating leaders within Global Risk Management and across the company. Our goal is to ensure ... executing capital calculation testing and performing review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and… more
- New York State Civil Service (New York, NY)
- …New York through responsible innovation; and preserving the stability of the global financial system.The Department of Financial Services is seeking candidates for ... including overseeing the day-to-day duties and responsibilities of Financial Services Manager I and II, Financial Services Examiners 1-3, and various levels… more
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