- BMO Financial Group (New York, NY)
- …all aspects of FirstPrinciples, Our Code of Business Conduct and Ethics Corporate Policy , as well as all applicable legislation, regulatory rules and ... Structured Desk Support Associate works closely with the Global Structured Products trading desks providing desk support services for all pre and post execution… more
- TD Bank (New York, NY)
- …business , risk and control purposes. The team is responsible for the regulatory policy development and the related reporting production risk controls/processes ... Description:** **Position Title:** Vice President, US Finance, Broker Dealer Regulatory Reporting **Hiring Contact:** Christine Jenkins, Directory Finance **Business… more
- TD Bank (New York, NY)
- …with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in ... and counsel to business lines or assigned areas, on compliance matters and regulatory risks which may impact performance of the business and overall enterprise… more
- BMO Financial Group (New York, NY)
- …outlined in the Legal Regulatory Compliance Risk Management (LRCRM) Policy , the Enterprise Compliance Program and the Global Compliance Manual ... to achieve and sustain its risk-based compliance with applicable laws and regulatory requirements and to ensure that the First Line of Defence responsibilities… more
- Bank of America (New York, NY)
- …Review & Enterprise Programs Associate / VP New York, New York **Job Description:** Global Corporate & Investment Banking (GCIB) has a global footprint. As part ... business. Having a deep understanding of the region-specific policies, procedures and regulatory expectations is also desirable. The individuals on this team are… more
- Bank of America (New York, NY)
- …broadly support the Institutional Sales and Trading function for Equities within Global Markets and International, including but not limited to negotiating and ... units and legal partners for similar or related products and services in Global Markets and International. + Coordinating and responding to queries from the business… more
- Scotiabank (New York, NY)
- …but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and ... committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and...and procedures. This role works closely with the Senior Manager , US Benefits, numerous internal and external vendors, and… more
- News Corp (New York, NY)
- …cyber security control principles, privacy principles and a sound understanding of global regulatory and compliance requirements. Support the maintenance of the ... News Corp Global Cyber GRC Program, including the management, monitoring and...and reporting of cyber risks and issues, cyber security policy exceptions, performing cyber due diligence against News Corp's… more
- MUFG (New York, NY)
- …preparation of detailed credit analyses and required credit application according to policy , including evaluation of corporate, regulatory and industry risk, ... to exposure on both a transaction and group level + Ensure compliance with policy and regulatory requirements **Requirements:** + A Bachelor degree, with an MBA,… more
- New York State Civil Service (Long Island City, NY)
- …Code 11101 Duties Description Under the direction of a higher-level supervisor/ manager , perform environmental related duties in the Environmental Group in support ... regional projects.* Assist with preparation and tracking of National Environmental Policy Act (NEPA) Cat Ex determinations in accordance with the Department's… more