- TD Bank (New York, NY)
- …+ Proactively reviews and advises the business of new and changed Compliance regulatory and/or policy changes + Contributes to the development and implementation ... gaps, such as 13F reporting and the oversight of Global Relay for communication oversight. + Ensure alignment with...expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy … more
- Bank of America (New York, NY)
- Global Markets, Product Development New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... Balance long term vision with short-term tactical business and regulatory needs. + Drive execution of plans of agile...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- TD Bank (New York, NY)
- …job aids. + Collects US regulatory change information and coordinate responses to Global Regulatory Compliance) + Monitor US adherence to Global ... Change Office and has the following responsibilities: + Implement updates to the US Compliance Regulatory Change policy and associated procedures and… more
- TD Bank (New York, NY)
- …professionals who develop FCRM frameworks, policies, standards and provides oversight, expert policy / regulatory guidance and advice related to specialized ... of periodic and/or event driven reviews using a risk-based approach to align with policy and regulatory requirements. This role serve as primary escalation point… more
- New York State Energy Research and Development Aut (New York, NY)
- …capacity in this issue area. + Monitor and contribute to New York State regulatory policy and legislation - with particular emphasis on gas utility planning ... York is leading the nation in the fight on global climate change and the transition to a clean...and programs that catalyze the clean energy transition, have policy research and/or regulatory experience, value collaboration,… more
- Meta (New York, NY)
- …can withstand regulatory scrutiny, and ensure Integrity continues to meet global regulatory requirements and manage risk.Meta's Integrity GRC (I-GRC) is the ... safeguard Meta's products and services, which have a truly global scale, by upholding existing Content Regulation requirements and...against real world security risks; and (c) addressing the regulatory scrutiny the business faces. Our goal is to… more
- Intertek (Cortland, NY)
- …projects and provide timely sales feedback. + Develop & clearly communicate export regulatory guidance, policy & operational controls to Business Units and Site ... Export Control Manager , Cortland, NY Intertek, a leading provider of...support multiple Intertek Business Lines, ensuring the company meets regulatory , corporate and divisional export and import compliance requirements… more
- TD Bank (New York, NY)
- …Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and meaningful data ... setting new industry standards. **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described… more
- Scotiabank (New York, NY)
- …not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook, and ... Senior Manager , IT Risk **Requisition ID:** 212509 **Salary Range:**...committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and… more
- TD Bank (New York, NY)
- …work experience + 7+ years of experience **Desired Skills & Experience:** + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD) a plus + Strong ... - Marketing and Data Regulations is the primary compliance manager for the Marketing US line of business, leading...Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant… more
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