- TIAA (New York, NY)
- …grow client's net worth based on industry trends identified through market and risk analysis. + Executes securities transactions in client portfolios to maintain a ... specific investment strategy or to reach an investment objective. + Determines acceptable risk levels with clients based on time frames, risk preferences, return… more
- Mastercard (Harrison, NY)
- …from being used to facilitate money laundering or terrorist financing. The Global Anti Money Laundering (AML) Financial Intelligence Unit (FIU) has implemented a ... supporting review/analysis as necessary (ie, Watchlist, Product Development, Corridor Reviews, High Risk Country Reviews, etc.) * Serve as a backup to the FIU… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
- Neuberger Berman (New York, NY)
- …managed by the firms Institutional Portfolio Managers. The strategies include Domestic, Global , and Emerging Markets Equities and Fixed Income. The analyst will ... working with the management team to define efficiency enhancements, risk mitigation, document development, monitor and assist with overall...of all product types with a strong focus on Global , Emerging Market and FX products. + Preferable system… more
- TD Bank (New York, NY)
- …+ Designs, plans, and executes the Audit Plan for TD Securities US and Global Finance + Leads the broader divisional mandate to strengthen the control culture across ... key talent, fostering a positive and engaging work environment + Delivers a risk -based Audit Plan consistently throughout the year + Ensures audit work meets… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
- Robert Half Finance & Accounting (New York, NY)
- …is recruiting for a US Head of Finance & Accounting role for a global Broker Dealer/Swap Dealer firm located in midtown Manhattan. Our client requires a CPA, ... of the department and to provide for contingency / global handover between teams. + Outsourced Partners - Work...liquidity is maximized for value in accordance with the risk framework in conjunction with the Head of Treasury… more
- American Express (New York, NY)
- …Finance teams. + Track and interpret (when necessary) regulatory changes from global , federal, and local authorities relevant to Finance's operations. + Maintain a ... Assist with control design activities led by Control Management, advising on compliance risk mitigation elements + Coordinate with compliance, legal, risk , and… more
- Marex (New York, NY)
- Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients ... the strategic direction and drive the execution of Marex's global compensation management process. In doing so, the postholder...and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory… more
- Robert Half (New York, NY)
- …to success empowers us to deliver on our vision to be the most trusted global consulting firm. Are you inspired to make a difference? You've come to the right ... their organizations can meet the demands of changing environments. Managing risk , monitoring and testing controls, enhancing security, and improving corporate… more