- S&P Global (New York, NY)
- …personal securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to the Policy ... or tools related a specific control. + Contribute to global risk and control initiatives. + Demonstrate...Employment at S&P Global is contingent upon compliance with the Policy . **Recruitment Fraud Alert:**… more
- NBC Universal (New York, NY)
- … will be responsible for helping to design, establish/maintain, and manage a robust risk and compliance framework for Global Controllership including ... + Track record of managing robust risk , compliance , and control frameworks in complex, global ...of our locations prior to a hiring decision. NBCUniversal's policy is to provide equal employment opportunities to all… more
- HSBC (Buffalo, NY)
- …Transformation Portfolio Director is a senior role facing off with senior executives in Risk , Compliance including Global functions and LOBs. This role is ... & strategy, transformation & operational performance across Risk and Compliance , while driving activities/ performance of global programs and regional… more
- HSBC (New York, NY)
- …culture in HSBC's business processes As our Vice President, Volcker and Enterprise Compliance Risk Steward you will: + Serve as a regulatory coordinator ... for the regulations under oversight, including management of operational risk in accordance with policy and regulatory...strong leadership type traits + Have good knowledge of Compliance Risk Management frameworks, with a focus… more
- American Express (New York, NY)
- …future of American Express. **How will you make an impact in this role?** ** Global Compliance and Ethics (GCE), is responsible for establishing and maintaining a ... while fostering a culture of integrity and effective second line independent Compliance oversight.** The Manager, Compliance Risk Assessment Program,… more
- American Express (New York, NY)
- …future of American Express. **How will you make an impact in this role?** ** Global Compliance and Ethics (GCE), is responsible for establishing and maintaining a ... while fostering a culture of integrity and effective second line independent Compliance oversight.** The Director, Compliance Risk Assessment Program,… more
- Antech Diagnostics (New York, NY)
- …Mars Privacy team. + Serve as a liaison for Mars GRC teams in applying Global Risk practices for documenting risks, assist in analysis and evaluation of risks, ... on regulatory developments, industry trends and cybersecurity emerging threats. + Assist Mars Global Risk team in maintaining risk register and assist… more
- American Express (New York, NY)
- …an impact in this role?** We are seeking an experienced and strategic Vice President of Compliance Risk Assessment to lead and manage the compliance risk ... assessment and related activities within the second line of defense for the Compliance Risk Management framework at American Express, a leading financial… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... dedicated to setting new industry standards. **Role Description:** + Supports the US Compliance Risk Assessment lead with managing and facilitating the US … more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... enhanced due diligence (EDD) reviews for vendors with elevated compliance risk .** + **Partner with Risk...expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy and… more