- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- TD Bank (New York, NY)
- …and maintain an efficient interaction model with business partners, other G&C leads, and Risk and Control Partners such as Compliance and Risk Management; ... CA, LLB and/or MBA preferred + 10 years of relevant industry and governance, risk , internal control and/or compliance experience **INCLUSIVENESS** At TD, we are… more
- Citigroup (New York, NY)
- …critical role in leading activities to support implementation of the Data Governance Policy /Data Risk and Control framework. This is an individual contributor ... + Liaise with partners to lead in establishing, managing and implementing policy adoption plans, compliance metrics, communications and training + Lead… more
- Wells Fargo (New York, NY)
- …their needs and grow the business + Knowledge and understanding of Branch Banking compliance controls, risk management, and loss prevention + Ability to follow ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Citigroup (New York, NY)
- …for the NAM Regulatory Reporting and Client Tax Operations, ensuring alignment with the global compliance and risk management framework. Lead initiatives to ... reporting and client tax operations. Leverage technology to automate processes and minimize risk . + ** Compliance and Risk Management:** Maintain a deep… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... US but will form part of an integrated CIB global legal advisory team. This role will be a...risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable… more
- Wells Fargo (New York, NY)
- …participate in the sales development process + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Ability to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Forest Hills, NY)
- …digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- American Express (New York, NY)
- …in this role?** This role is part of the Data Issue Management & Risk Monitoring function within the Finance Data Governance organization and supports the Director, ... Data Issue Management & Risk Monitoring function. This role will support in establishing...and risks that impact financial integrity, reporting, and regulatory compliance . The ideal candidate will bring deep expertise in… more