- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- SMBC (New York, NY)
- …lines **Key Responsibilities:** + Perform independent reviews of credit exposures, including underwriting, risk grading, and policy compliance . + Lead credit ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...ratings and evaluate the alignment of the bank's credit risk management practices with internal policies & procedures, and… more
- TD Bank (New York, NY)
- …+ Understand all Legal, Regulatory, and Rules for relevant markets, ensuring product compliance with all relevant regulations and risk management policies. Work ... with internal Risk & Compliance partners to ensure product suite meets... partners to ensure product suite meets evolving regulatory, compliance , legal, and internal policy requirements. **Job… more
- BlackRock (New York, NY)
- …needed to manage money in real time. Our investment software combines risk analytics with portfolio management, trading, compliance , and operations tools ... cycle, including pre-trade decisioning, order management, trading, investment operations, risk management/ compliance /oversight, closed-book accounting, or performance measurement… more
- Bank of America (New York, NY)
- …timelines + Collaborate across Global Markets teams (ops, trading, sales, risk , credit, COOs, legal, compliance , technology) to resolve issues quickly and ... risk and support strategic initiatives + Partner with global peers in to ensure seamless and consistent ...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- SMBC (New York, NY)
- …with SMFL Credit Policy , CRVD standards and other SMBC credit and compliance regulatory expectations. + Ensure that all Underwriting Policy and RAC ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...stakeholders throughout the underwriting process. Implementation of the credit policy and flow of incoming requests. Additionally, this role… more
- American Express (New York, NY)
- …across critical data domains. + Support the development and refinement of embedded data risk assessments by collaborating with the Data Policy and Standards team ... and compliance stakeholders to understand data flows, identify data risk , and define control implementation strategies. + Assist in maintaining the Data… more
- City of New York (New York, NY)
- …stakeholder groups for reviewing and implementing data governance policy by type, eg, risk and compliance team for data privacy policy ; IT stakeholders ... agency and data source-specific data policies; identify and prioritize data policy development necessary for maintaining a central agency Data Governance framework… more
- Citigroup (New York, NY)
- …facilitates trading for the broader institutional equity business. + Maintain strong policy , risk management, and governance compliance structure within ... to both technical and non-technical internal partners. + Strong understanding of global regulatory and compliance requirements related to electronic trading and… more
- Citigroup (New York, NY)
- …of the following areas: assisting in identification, measurement and reporting, data policy adoption and compliance , data controls framework performance and ... Data Governance, Data Management, Data Quality, Internal Controls, Management Reporting, Policy and Procedure, Program Management, Risk Controls and Monitors,… more