- TD Bank (New York, NY)
- …Sales & Trading. This role will support the continued integration of a complex global equity platform into TD Securities (USA) LLC and into the overall Compliance ... resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Responsibilities:** + Advise business areas on… more
- JPMorgan Chase (New York, NY)
- The Corporate & Investment Bank is a global leader across investment banking, wholesale payments, markets and securities services. The world's most important ... 100 countries. We provide strategic advice, raise capital, manage risk and extend liquidity in markets around the world....with sponsors or corporate clients. + Strong knowledge of Global Markets, including FX, fixed income, and debt markets.… more
- Amazon (Fishkill, NY)
- …Manager will lead continuous improvement initiatives to reduce conditional and ergonomic risk in our processes to ensure a safe and healthful working environment ... the operations team and influence change through providing comprehensive risk assessments and safety data analysis. The Senior Site...requirements in safety policies. For all deficiencies, identify a plan for the site to implement and fix all… more
- TD Bank (New York, NY)
- …and tracking related to examinations and regulatory findings. + Assist with the management and tracking of regulatory inquiries. + Assist with monthly and ad hoc ... procedures for Core Compliance functions and liaise with the global policies team on behalf of the US. +...for area of responsibility + Works with business unit management /partners to develop proactive strategies, tactics, policies and programs… more
- AIG (New York, NY)
- …Net Worth individuals. We are reimagining how we help customers to manage risk , transforming our operating model, and reshaping our role responsibilities and career ... You will be responsible for assessing the desirability of risk through regular contact with brokers, close co-ordination with...across the market - in line with a sales plan established with your manager. + Another key aspect… more
- City National Bank (New York, NY)
- …line volume that includes but is not limited to CRA-eligible fundings, excellent risk management mitigation, as well as the qualitative sales, networking, and ... current book eg, deposits, investments, credit. * Business & Risk Management - maintain awareness of updates...the right partner in the CNB ecosystem, championing the Global Relationship Management (GRM) approach. * Interacts… more
- Capco, a Wipro Company (New York, NY)
- …for top-tier organizations in the Financial Services sector. We tailor enterprise risk management strategies to address potential cyber threats. Our team ... communication within cross-functional teams. + Background in Cyber Strategy, Cyber Risk Management , or Cyber Regulatory Response initiatives. + Bachelor's… more
- DXC Technology (New York, NY)
- …managers, or exchanges. + Deep knowledge of capital markets platforms (eg, order management systems, market data, risk engines) and cloud ecosystems (AWS, Azure, ... **Job Description:** DXC Technology (NYSE: DXC) helps global companies run their mission critical systems and operations while modernizing IT, optimizing data… more
- JPMorgan Chase (New York, NY)
- …+ Solid market product knowledge to understand business context and align risk management strategies with organizational goals. + Effective mentoring skills ... Step into a pivotal role at JPMorganChase, where your expertise in control management will drive impactful change. You'll have the opportunity to advance your career… more
- Citigroup (New York, NY)
- …firm's reputation. + Be familiar with and adhere to Citi's Code of Conduct and the Plan of Supervision for Global Markets and Securities Services + Adhere to all ... and back leverage for corporates. **Responsibilities:** + Build and risk manage a structured loan book + Build and...and clients + Proven history of successful banking book management + Required licensing and registrations as applicable +… more