- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the strategic and operational lead for the firm's global sanctions compliance program. Reporting to the Chief AML Officer , you'll be responsible for ... the end-to-end design, execution, and oversight of the firm's sanctions compliance program + Establishes operational objectives...firm-wide compliance with US OFAC regulations and global sanctions regimes (EU, UN, UK, etc.)… more
- Citigroup (Tampa, FL)
- The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. +...these risks within the Business (eg third party, fraud, sanctions etc) (if applicable). + Coordinate risk and control… more