- Raymond James Financial, Inc. (New York, NY)
- …the strategic and operational lead for the firm's global sanctions compliance program. Reporting to the Chief AML Officer , you'll be responsible for ... the end-to-end design, execution, and oversight of the firm's sanctions compliance program + Establishes operational objectives...firm-wide compliance with US OFAC regulations and global sanctions regimes (EU, UN, UK, etc.)… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/ Sanctions compliance issues, while managing the progress of KYCs ... while fulfilling responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due diligence; +… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. + Champions a high-performance ... Associate Director (Vice President) Risk Solutions Group, Global Banking & Markets **Requisition ID:** 234619 **Salary...Side Group. A VP in DPG is a Coverage Officer responsible for primary client coverage, marketing, structuring, and… more
- HSBC (Buffalo, NY)
- …Team (GPS IT department). The team is responsible for technical operations of global Payments Execution, Messaging & Orchestration and Sanctions & Investigation ... service. As our CIB (Corporate and Institutional Banking) GPS ( Global Payments Solutions) - Consultant Specialist you will: +...incident through to recovery + Take on the Liaison Officer role during an incident, responsible for providing reports… more
- NBC Universal (New York, NY)
- …initiatives, manage workflows, and build scalable processes that support a growing global compliance program. The ideal candidate will be detail-oriented, highly ... skilled at driving projects forward. This position reports to the SVP, Chief Compliance Officer . Responsibilities: + Provide operational support to legal counsel… more
- NBC Universal (New York, NY)
- …and a collaborative mindset. This position reports to the SVP, Chief Compliance Officer . Responsibilities: + Provide practical legal and regulatory advice ... + Support the design, implementation, and ongoing management of core global compliance program elements, including risk assessments, policies, training,… more
- Scotiabank (New York, NY)
- …by leveraging IT and risk expertise. + Partners across senior executives US CIO, Global CISO, Risk, Operations, compliance and legal teams to deliver improved US ... of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. + Champions a customer focused… more