- TD Bank (New York, NY)
- …of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank… more
- American Express (New York, NY)
- …BU, including leading action plan management process and escalating issues to senior management **Reporting, Policies and Procedures:** + Compliance metrics ... risk trends + Act as a trusted advisor to senior leaders, supporting a culture of compliance ...for pregnancy, adoption or surrogacy + Free access to global on-site wellness centers staffed with nurses and doctors… more
- American Express (New York, NY)
- …understand new regulatory obligations. + Act as a trusted advisor to senior leaders, supporting a culture of compliance and accountability. **Qualifications:** ... drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration with internal business… more
- TD Bank (New York, NY)
- …for your business area/function and the bank, both internally and/or externally The Senior Compliance Office provides advice, guidance and support to business ... escalation of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate others +… more
- American Express (New York, NY)
- …impact in this role?** This position will be a leader within the Global Compliance & Ethics organization, responsible for administering a comprehensive ... (Tech) business unit. This role will lead an organization of line of business compliance officer teams across American Express' Global Shared Services. As the… more
- Coinbase (Albany, NY)
- …and delivering best in class support across multiple customer segments. The Global Compliance Operations Team is responsible for executing Compliance ... emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking...and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for… more
- American Express (New York, NY)
- …future of American Express. How will you make an impact in this role? The Global Risk & Compliance Organization (GRC) is an independent risk management function, ... the company's growth while safeguarding its reputation and operations. The Compliance Risk Management Governance team develops, oversees, and strengthens the … more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging... team, you will be tasked with overseeing our Global Rates and Fixed Income Financing businesses. Your role… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to existing… more
- American Express (New York, NY)
- …risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data analytics, and ... Role:** Our Internal Audit group is seeking an Audit Manager to assess compliance , operational, data, and technology risks, ensure compliance with regulations,… more