- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory ... compliance across TDS in accordance with the Global Compliance Operating Framework. The team is...Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining a comprehensive Trade… more
- TD Bank (New York, NY)
- …**Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...futures), and FICC highly desired. + Strong understanding of global regulatory expectations for trade and communications… more
- Scotiabank (New York, NY)
- …a much larger risk management team in the US, as well as within a global Trade Floor Risk Management effort. + Produce significant market risk material and ... Senior Manager, US Trade Floor Risk Management, Global Risk...other risk partners within the bank including Operational Risk, Compliance , Internal Control, and others within Financial and Non-Financial… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** **Department Overview:** The Global Compliance Department is responsible for overseeing regulatory ... compliance across TDBG in accordance with the Global Compliance Operating Framework. The team is...ensure precision and reliability using platforms such as Nasdaq Trade Surveillance and Trading Hub, among others. + Create… more
- Canon USA & Affiliates (Melville, NY)
- …the Role** Canon USA, Inc. in Melville, NY is currently seeking a Customs & Trade Compliance Advisor (Advisor, Logistics). The Customs & Trade Compliance ... and all other related tariffs as announced - C-TPAT Trade Compliance involving both import compliance...and the Caribbean markets. With approximately $28.5 billion in global revenue, its parent company, Canon Inc., as of… more
- TD Bank (New York, NY)
- …timely communication and/or escalation of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence * ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is...team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in… more
- TD Bank (New York, NY)
- …timely communication and/or escalation of issues + Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence + ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is...is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign… more
- TD Bank (New York, NY)
- …the Trade Surveillance team focused on Communications. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance and ... escalation of issues + Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence + Provide coverage to other… more
- TD Bank (New York, NY)
- …This is a global role, the incumbent will work with the Trade and Communications Surveillance leads across geographies (US, Canada, EMEA, and APAC), as well ... for senior management. + Stakeholder Engagement: Serve as primary contact to Trade Surveillance teams, CDO, Compliance Technology, and Front Office Technology… more
- Bank of America (New York, NY)
- …+ Produces and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF ... analytics-driven approaches. + Familiarity with FATF TBML guidance and global AML/CFT expectations in trade finance. +...trade finance. + Proven ability to collaborate across trade , compliance , operations, and external stakeholders to… more