- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** This VP Compliance role will be a key member of the...experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. +… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- Global Foundries (Malta, NY)
- …some of the world's most inspired technology companies. With a global manufacturing footprint spanning three continents, GlobalFoundries make possible the ... full-face shield, when required. + Able to remain in compliance with OSHA & NIOSH standard CFR 29 1910.134...Education - associate degree in engineering technology, military equivalent, trade equivalent, or equivalent experience. + 6+ years direct… more
- Global Foundries (Malta, NY)
- …some of the world's most inspired technology companies. With a global manufacturing footprint spanning three continents, GlobalFoundries makes possible the ... full-face shield, when required. + Able to remain in compliance with OSHA & NIOSH standard CFR 29 1910.134...- A ssociate degree in engineering technology, military equivalent, trade equivalent, or equivalent experience. + Experience - 4+… more
- TD Bank (New York, NY)
- …and debt securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more
- Marex (New York, NY)
- …US Broker Policies and Procedures and Written Supervisory Procedures. + Provide Compliance Advisory services for US Broker Trade Surveillance process. + ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients… more
- GE Vernova (New York, NY)
- …implementation and maintenance of preventive and detective controls underpinning an effective global compliance program. + Experience with Financial Crime ... risk. _Regulatory Compliance Adherence_ : Execute an effective risk-based compliance program across FS' global regulated business activities, products and… more
- HUB International (New York, NY)
- …will be a highly visible, senior leadership position, reporting directly into the Global /Executive Chief Compliance and Risk Officer, working closely with RPW ... and Risk Officer** will be responsible for assisting the Global /Executive Chief Compliance and Risk Officer in...which support Rule 206(4)-7. + Email surveillance / personal trade reviews / marketing material reviews + Develop and… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas… more