- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas… more
- TD Bank (New York, NY)
- …many aspects of Epoch's compliance program including portfolio and personal trade compliance , marketing review, conducting regular compliance training as ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- NBC Universal (New York, NY)
- …+ Support the design, implementation, and ongoing management of core global compliance program elements, including risk assessments, policies, training, ... This is a Versant role. The Role: The Counsel, Compliance will play a pivotal role in shaping and...but not limited to, Foreign Corrupt Practices Act (FCPA), Trade Controls/Sanctions, Consumer Protection, Conflicts of Interest, Gifts and… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas… more
- Intertek (Cortland, NY)
- Engineer - HVAC Safety, Regulatory Compliance , Cortland, NY Intertek, a leading provider of quality and safety solutions to many of the top recognized brands and ... companies is actively looking for Engineer - HVAC Safety, Regulatory Compliance to join our Electrical team in Cortland, NY. This is a fantastic opportunity to grow… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- GE Vernova (Schenectady, NY)
- …Act appropriately and expeditiously in response to any perceived customs and trade compliance infractions. Demonstrate critical thinking and flexibility to ... for Customs operations in the region, aligned with the Global Customs Enterprise Standard. + Primary regional liaison for...and posting for region-specific needs. + Serve as Customs compliance and trade regulations technical resource for… more
- HSBC (New York, NY)
- …corporate lending, specialized lending, global trade finance and global payment solutions, Credit Risk, Regulatory Compliance , Internal Audit etc) + ... trade , payments, markets, and corporate finance. It includes Credit and Lending, Global Payments Solutions (GPS), Global Trade Solutions (GTS), Markets… more
- Scotiabank (New York, NY)
- …product owners to formulate responses; + Experience in multiple, Cash Management, Global Transaction Banking Businesses ( trade finance, term deposits, payments, ... limited to responsibilities under the + Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- Citigroup (Getzville, NY)
- …and Canada. The team is responsible for the NAM Swap/Security-based Swap Trade Reporting, along with the ongoing governance, oversight of reporting obligations and ... including regulators, testing teams, and internal audit, with respect to Citi's global swap and security-based swap dealing activities. The role combines specialty… more