- Citigroup (Getzville, NY)
- …and Canada. The team is responsible for the NAM Swap/Security-based Swap Trade Reporting, along with the ongoing governance, oversight of reporting obligations and ... including regulators, testing teams, and internal audit, with respect to Citi's global swap and security-based swap dealing activities. The role combines specialty… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Head of Compliance Culture will oversee and lead the firm's Culture of ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...Lead and organize large scale events to celebrate Compliance -led Culture efforts to reinforce the firm's culture of… more
- JPMorgan Chase (New York, NY)
- Highbridge Capital Management, LLC, founded in 1992, is a global alternative asset management firm. Over the years, it has developed a diversified investment ... the investment team in a variety of tasks related to, and including, trade execution and market monitoring. A key focus will be managing certain proprietary… more
- TD Bank (New York, NY)
- …across broker-dealers and swap dealers and draft relevant content + Act as a Compliance lead in relevant remediation projects, which will include: + conducting ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair… more
- CIBC (New York, NY)
- …solutions. **JOB DIMENSIONS** + Lead development streams of work and interact with global team members + Own and be accountable for various streams of work from ... solutions that enable efficient, secure, and scalable electronic trading across global fixed income, currency, and commodity markets. The team partners closely… more
- HUB International (New York, NY)
- …in mergers and acquisitions. This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company. This ... will be a highly visible, senior leadership position, reporting directly into the Global /Executive Chief Compliance and Risk Officer, working closely with RPW… more
- Capco, a Wipro Company (New York, NY)
- **MP level ETRM Project Lead ** Capco is a global management and technology consultancy that specializes in advisory, implementation, and delivery of ... matter. **About the Job** : As an ETRM Project Lead in Power Trading you will have a strong...you will have a strong background in Power Markets, Trade Flow, and ETRM (Energy Trading and Risk Management)… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...on business requirements and objectives. + Demonstrated ability to lead and manage the implementation of AI/ML models in… more
- SMBC (New York, NY)
- …and material non- compliance matters. + Assist the Regulatory Governance Team Lead in coordinating the intake and responses to regulatory inquiries and managing ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:… more
- Citigroup (New York, NY)
- …is a market leading, award-winning provider of cash management, cards and trade , solutions to financial institutions, public sector and corporate clients around the ... world. With a global network spanning 100+ countries, we are uniquely qualified...Payments on the modernization journey. The Domestic Payments Product Lead will manage our existing traditional domestic payment solutions… more