• Broker Dealer Regulatory Governance Advisory…

    SMBC (New York, NY)
    …communication skills among other attributes. + Must be well organized with prioritization and project management skills on a global scale. + Ability to ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...issues until resolved. + Must be well organized with project management skills. + Regulatory compliance more
    SMBC (10/09/25)
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  • Head of Compliance Culture

    SMBC (New York, NY)
    …a plus. + Minimum of 15 years of experience in compliance , risk management , human resources or project management within the financial services industry, ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...with significant experience in a leadership role. + Strong project management and organizational skills to plan… more
    SMBC (09/20/25)
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  • Vice President, Compliance Monitoring…

    TD Bank (New York, NY)
    …of financial institution's products and regulatory requirements and obligations. + Advanced project management skills and ability to manage multiple work streams ... and covers the TDS US businesses and certain global businesses, working with regional testing teams across the...testing with test execution that contributes to the overall Compliance Coverage plan. + Support issue management more
    TD Bank (10/12/25)
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  • Director, Compliance - Regulatory…

    TD Bank (New York, NY)
    …of financial institution's products and regulatory requirements and obligations. + Advanced project management skills and ability to manage multiple work streams ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...+ reporting on remediation efforts + drafting memos and management responses + Prepare reporting and metrics on remediation… more
    TD Bank (09/07/25)
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  • VP, Compliance - Regulatory Initiatives…

    TD Bank (New York, NY)
    …of financial institution's products and regulatory requirements and obligations. + Advanced project management skills and ability to manage multiple work streams ... notes, and other required documentation to effectively report on the status of Compliance policy and procedure initiatives to senior management , relevant boards… more
    TD Bank (10/12/25)
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  • Associate, Broker-Dealer Private Side…

    SMBC (New York, NY)
    …discipline to follow up on issues until resolved. + Must be well organized with project management skills. + BA/BS required. Series 7, 79 a plus. SMBC's ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...to the President and is responsible for overseeing the management of the broker dealer's compliance risk… more
    SMBC (10/13/25)
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  • Logistics Supervisor

    Global Foundries (Malta, NY)
    …and management + Experience with database technologies: Oracle/SQL DB. + Project Management Experience + Effective communication skills and strong ability to ... some of the world's most inspired technology companies. With a global manufacturing footprint spanning three continents, GlobalFoundries makes possible the… more
    Global Foundries (10/08/25)
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  • Engineer - HVAC Safety, Regulatory…

    Intertek (Cortland, NY)
    …other international product safety standards, ie, ANSI, CSA, UL, EN, IEC + Prior project management experience Intertek Total Quality Assured Intertek is a world ... Engineer - HVAC Safety, Regulatory Compliance Intertek, a leading provider of quality and...opportunity to grow a versatile career in facilitating international trade and regulatory product testing. Intertek's Electrical business line… more
    Intertek (11/11/25)
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  • Model Governance Manager

    SMBC (New York, NY)
    …their needs and provide feedback on model governance best practices. Assist in project management for key initiatives + System & Data Enhancement: Collaborate ... compliance with internal policies and external regulations. Present compliance reports to senior management and regulatory...Experience: Minimum of 10 years of experience in risk management , project management , risk analytics,… more
    SMBC (09/15/25)
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  • Credit Risk Analytics

    SMBC (New York, NY)
    …support CCAR and credit stress testing, and will play a lead role in project management across these workstreams. The ideal candidate will combine strong ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...analytical skills, knowledge of stress testing, and proven project management capabilities to drive cross-functional initiatives… more
    SMBC (11/14/25)
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