- SMBC (New York, NY)
- …and securities products. **Role Objectives: Delivery** 1. Maintain entity level Risk Governance in compliance with CFTC/NFA and SEC/FINRA regulations and uphold ... **Role Description** SMBC Capital Markets, Inc. (CM) is seeking a Risk Governance Associate within its Risk Management Department. This role will oversee coverage… more
- Mizuho Corporate Bank (New York, NY)
- …are seeking a dynamic and experienced Senior Line Manager to lead our Infrastructure Governance , Risk, and Compliance (GRC) team. This role is pivotal in ... Develop and implement processes and tools that streamline audit preparation and execution Governance and Compliance : + Ensure compliance with regulatory… more
- Amalgamated Bank (New York, NY)
- …Functions: Data Governance & Quality: + Develop and implement data governance frameworks, ensuring compliance with banking regulations. + Establish data ... & Communication: + Work closely with data engineers, IT, compliance officers, and executives to align data governance... compliance officers, and executives to align data governance strategies with business goals. + Advocate for a… more
- Guardian Life (New York, NY)
- …and OT risk assessments. **You Have** + 5+ years in cybersecurity, focused on governance , risk, and compliance . + Good communication skills for conveying ... governance strategies. + Familiarity with regulatory and compliance frameworks (eg, NIST, NYDFS 23 NYCRR 500, SOC... governance workflows using AI/ML. + Report key governance metrics to leadership. + Coordinate compliance … more
- Citigroup (Getzville, NY)
- …interpret them + Working knowledge of Data Operating Model practices, Data Governance and Data Compliance within large, financial services firms **Education:** ... The Data Governance Foundation Sr Lead Analyst is responsible for...lead in establishing, managing and implementing policy adoption plans, compliance metrics, communications and training + Lead business analysis… more
- Citigroup (New York, NY)
- …interpret them + Working knowledge of Data Operating Model practices, Data Governance and Data Compliance within large, financial services firms **Education:** ... financial positions, working capital and supply chains. The Digital Platforms Data Governance Lead is responsible for leading activities that contribute to the… more
- Citigroup (New York, NY)
- …are highly preferred. + **Experience** : Minimum of 10 years of experience in governance , risk, and compliance roles, with a significant portion dedicated to ... We are seeking a highly experienced and driven Senior Governance Lead to shape and oversee the governance...timely and accurate reporting on initiative status, risks, and compliance metrics. + **Performance Monitoring** : Define and track… more
- American Express (New York, NY)
- …for this role include overseeing and enhancing the organization's model risk governance framework, ensuring compliance with regulatory requirements (eg, SR ... future of American Express. Overview This position is within the Global Risk and Compliance unit at American Express, the Enterprise's 2nd line of defense. We are… more
- Citigroup (Getzville, NY)
- …years of experience (Financial Sector) + Previous experience supporting risk management, compliance , governance , or controls related roles. + Proven track record ... Risk establish and manage operational risk policies, propose strategies, and governance processes designed to minimize losses from inadequate controls, fraud, and… more
- S&P Global (New York, NY)
- …ensure key risks and controls are covered + Support the implementation of the Governance , Risk, and Compliance (GRC) tool, focusing on the technology aspects. + ... role reports to the Director of Technology, Risk, and Governance , in the Global Digital Technology Organization. The Head...Corporate Platforms, as well as with Enterprise Risk and Compliance and Audit. + Support in defining a comprehensive… more