- American Express (New York, NY)
- …role?** This position will play a critical role within the Line of Business Compliance (LOBCO) team supporting the US Consumer Marketing Compliance business. The ... the business is building, enhancing, and maintaining an effective framework for compliance with applicable internal policies, laws, and regulations in US. Strong… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...person will also assist Epoch's CCO on several subsidiary governance related projects related to Epoch's US and non-U.S.… more
- American Express (New York, NY)
- …impact in this role?** We are seeking an experienced and strategic Director, Compliance to lead compliance risk identification, management, and mitigation across ... part of a team that executes a variety of 1Line Of Defense compliance activities including: **Advisory:** + Providing business-specific Compliance expertise to… more
- KeyBank (NY)
- …Brooklyn Ohio **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is ... responsible for helping to execute a robust and effective compliance complaints program, collaborating across the three lines of defense to reinforce risk awareness… more
- University of Rochester (Rochester, NY)
- …of the individual, and internal equity considerations._ **Responsibilities:** The Chief Compliance Executive for Academic and Central Administration (CCE) serves as ... team, responsible for overseeing and leading all aspects of the University's compliance program for academic and central administrative functions. The CCE is a… more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 About Our ... regulations to registered investment advisers is a must. + Proactively identify compliance issues and obtain workable resolution. Make a broad range of decisions… more
- Ankura (NY)
- …clients unparalleled insight and experience across a wide range of economic, governance , and regulatory challenges. At Ankura, we know that collaboration drives ... results.This position supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on client delivery services across the Firm. The… more
- Research Foundation CUNY (New York, NY)
- …demands + Evaluate and recommend tools, frameworks, and technologies + Ensure compliance with data governance and security rules Data Infrastructure and ... accounts receivable, financial reporting, invoicing, budget monitoring, and cost compliance with uniform guidance; ensuring that sponsor financial requirements are… more
- Bloomberg (New York, NY)
- …clients in a complex, global financial ecosystem. Our group, Entitlement & Compliance , sits at the intersection of data governance , platform infrastructure, ... Senior Software Engineer - Entitlement & Compliance Location New York Business Area Engineering and...of the markets in a very dynamic environment.** **The Compliance team is responsible for the company's Regulatory Technology… more