- Wells Fargo (New York, NY)
- …Brokerage Support team, and Client Associates in various aspects of operations, compliance , and technology + Collaborate with the Brokerage Support Manager and other ... projects require, ensuring consistent and efficient execution of the firms Operational, Compliance policies and procedures + Be responsible for execution of various… more
- Wells Fargo (Melville, NY)
- …while developing expertise in the function, policies, procedures, and compliance requirements + Collaborate and consult with functional colleagues, internal ... and internal partnerships + Experience identifying and mitigating risk, ensuring compliance with processes and procedures + Excellent verbal, written, and… more
- Wells Fargo (New York, NY)
- …years of risk management, business controls, quality assurance, business operations, compliance , or process experience, or equivalent demonstrated through one or a ... Risk Platform (SHRP) + Knowledge and understanding of Regulatory Risk and Compliance policies and programs **Job Expectations:** + Specific compliance policies… more
- Wells Fargo (New York, NY)
- …while developing the knowledge to understand function, policies, procedures, and compliance requirements + Collaborate and consult with peers, colleagues and ... completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and… more
- Wells Fargo (New York, NY)
- …the business by adhering to policies, procedures and controls and ensuring compliance with applicable laws, rules, and regulations + Collect information directly ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE. Mortgage Licensing Act of 2008 and all related… more
- Wells Fargo (New York, NY)
- …while developing the knowledge to understand function, policies, procedures, and compliance requirements + Collaborate and consult with peers, colleagues and ... completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and… more
- Wells Fargo (Commack, NY)
- …the business by adhering to policies, procedures and controls and ensuring compliance with applicable laws, rules, and regulations + Collect information directly ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE. Mortgage Licensing Act of 2008 and all related… more
- Mount Sinai Health System (New York, NY)
- …on assigned shift. 3. Collects data for unit(s) chart reviews, assessment of compliance with nurse sensitive indicators, HAIs and other patient safety goals metrics ... using the principles of high reliability. 6. Reviews unit progress, changes and compliance with quality and safety metrics with clinical nurses and other members of… more
- Insight Global (New York, NY)
- …adoption of new platforms, workflows, and processes across investment desks. * Governance & Reporting: Establish program governance , provide regular updates to ... investment lifecycle processes (deal capture, portfolio monitoring, reporting, performance, compliance ) through technology and workflow redesign We are a company… more
- NBC Universal (New York, NY)
- …Managed Services. The role ensures seamless data flow, system reliability, and compliance with IRS, state (eg, CA FTB), and international requirements. We're looking ... and administration needs from SAML/SSL certificate updates, user access governance , and system troubleshooting, to maintaining business continuity documentation, and… more